|
Humanitarian
Intervention in the Context of Modern Power Politics |
By
Hans Köchler
Research paper first
presented at the China Institute of Contemporary International Relations in
Beijing (22 December 2000). An outline of the research was presented at the
international conference on "Interventionism against International Law:
From Iraq to Yugoslavia," held in Madrid (20 November 1999).
Editorial advisor: Jason Subler.
INTERNATIONAL PROGRESS ORGANIZATION
Studies in International Relations, XXVI
© by I.P.O., Vienna 2001, ISBN 3-900704-20-1
(I)
The
concept of humanitarian intervention and its historical background
The
concept of humanitarian intervention is nothing new – it has long been part of
the inventory of European power politics. Early legal philosophers like Hugo
Grotius (De jure belli ac pacis,
1625), Emer de Vattel (Le droit des gens,
1758), and Samuel Pufendorf (De jure
naturae et gentium, 1694) already upheld – more or less vaguely – the
natural right of each people to resort to arms against the tyranny of a
neighbouring state. However, a
specific doctrine of humanitarian intervention was developed only in connection
with Europe's Oriental policies during the 19th century. During this
time, an elaborate doctrine of humanitarian intervention (intervention d'humanité) evolved which was applied to provide a
kind of moral justification for the
repeated interventions of European powers on the territory of the Ottoman
Empire. This moral justification, in turn, was supposed to give those actions a
semblance of legal validity – armed
interventions such as the French expedition in Syria (1860) demanded
justification not merely in general moral,
but in specific legal terms as well.
Hence, the concept of "legitimate intervention" was created.
One
of the basic criteria justifying intervention, according to the definition of
this concept, was that a government – though acting within the limits of its
"sovereign rights" – violate the droits
d'humanité (rights of humanity), whether by measures contrary to the
interests of other states, or by "excesses of injustice and cruelty"
that deeply injure European-Christian morals and civilization.[1]
This criterion was formulated in relation to the European powers' action during
the events in Bosnia-Herzegovina and Bulgaria (1875-1877). Indeed, the
"right of intervention" was claimed by the European powers for a
series of interventions on Turkish-controlled territory, whether in Greece
(1826), Syria (1860), Crete (1866, 1894), Armenia (1896), or Macedonia (1905). A
"law of solidarity" was postulated that was based on the notion that
states are not isolated entities, free to act in whatever manner within the
confines of their sovereignty, but members of a higher "community of
nations" (société des nations),
as explained at the time by Léon Bourgeois.[2]
The persistent interference of the European powers in the internal affairs of
the Ottoman Empire found a kind of ideological expression, or legitimization –
that of those powers' self-declared concern –, in the Treaty
of Berlin of 13 July 1878. In this agreement concluded between the major
European powers and Turkey, the former authoritatively obliged the Sublime Porte
to apply specific legislative and administrative measures in areas within its
own jurisdiction.[3]
In fact, they established a regime of permanent control over the internal
administration of the Ottoman Empire in order to guarantee, as they claimed, a
minimum standard of rights, in particular "religious freedom," to the
citizens under Turkish rule.[4]
With this treaty, intervention d'humanité
became a basic element of "public law" regulating Europe's relations
with Turkey.[5]
The
doctrine of humanitarian intervention remained an integral part of the European
powers' conduct of foreign policy from this time until the First World War. In a
diplomatic note addressed to the Sultan of Morocco, the European powers,
signatories of the General Act of
Algeciras (1906), demanded of the Sultan in September 1909 to stop the
alleged practice of "cruel punishment" and "d'observer à
l'avenir les lois d'humanité."[6]
In his comprehensive analysis of the doctrine and practice
of humanitarian intervention during the 19th century, Antoine Rougier
has aptly described the theory as a doctrine "qui reconnaît pour un droit
l'exercice du contrôle international d'un État sur les actes de souveraineté
intérieure d'un autre État contraires 'aux lois de l'humanité', et qui prétend
en organiser juridiquement le fonctionnement."[7]
This theory
implies, as stated by Rougier, that whenever the "human rights" of the
population of a given state are violated by its very government, another state
or group of states has the right to intervene in the name of the so-called
"international community" (Société des nations), thus temporarily substituting their own
sovereignty for that of the state against which the intervention is directed.
This
early doctrine of "limited sovereignty" claimed to be inspired by
purely humanitarian motives, while in reality the European powers of the time
had their own "imperial" agenda vis-à-vis the Ottoman Empire. Far
from qualifying as disinterested actio
popularis, humanitarian intervention in its actual practice in the 19th
century was dictated by the geopolitical interests of the then European powers.
Those powers, in the course of their own colonial rule, violated each and every
humanitarian principle they proclaimed to uphold and resolved to enforce vis-à-vis
the Sublime Porte. While respect for the rights of the Christian minorities was
emphasized for the territories under Turkish rule, and the acts of sovereignty
of the Turkish Sultan were effectively put under foreign control in the name of
"humanity," the European colonial powers accepted no such standards of
humanity in their treatment of the populations they considered as
"barbarian" at the time. This early "policy of double
standards" was veiled in the metaphysical and moral teachings of
Christianity. The Eurocentrism of the 19th century implied an
assumption of superiority over all other religions and cultures. The common
principles of humanity were defined on a dogmatic religious basis, with the droit
commun de l'humanité, the "common right of humanity," being
described along the parameters of the Christian religion. Thus, the powers of
Europe acted as a kind of self-appointed "ministère public au nom de
l'humanité."[8]
The self-declared guardians of humanity failed, however, to define the normative
principles on which their right to intervene was based. They also failed to
demonstrate that their interventions – which they justified with the help of
the concept of "intervention d'humanité" – were purely, or at least
primarily, motivated by their concern for the human rights of the population in
the country targeted by an intervention, and not dictated by specific
geopolitical interests.
The
self-declared humanitarian mission of the European powers of the 19th
century and their arrogance vis-à-vis non-Christian nations – often referred
to as "barbarian," resembling the attitude of the Crusades of the
Middle Ages – may be better understood when placed in the specific historical
context. The treaty concluded in 1815 that became known as the Holy Alliance is at the roots of the European ideology of supremacy in the religious, moral and cultural
fields that characterized the European concert up to the First World War. In
their treaty concluded in Paris, 14-26 September 1815, the Emperor of Austria,
the King of Prussia and the Emperor of Russia solemnly declared their
"fixed resolution, both in the administration of their respective States
and in their political relations with every other Government, to take for their
sole guide the precepts of that Holy Religion, namely the precepts of Justice,
Christian Charity, and Peace, which, far from being applicable only to private
concerns, must have an immediate influence on the councils of princes, and guide
all their steps, as being the only means of consolidating human institutions and
remedying their imperfections."[9]
In Art. I of the treaty, the signatories proclaimed a spirit of fraternity
based on the words of the Holy Scriptures, and professed, in Art. II, "to
consider themselves all as members of one and the same Christian nation."
They declared, in Art. III, the universal
mission they reserved for their alliance by acknowledging "how
important it is for the happiness of nations, too long agitated, that these
[Christian] truths should henceforth exercise over the destinies of mankind all
the influence which belongs to them ..." The Alliance – which was later
joined by the King of France and the Prince Regent of England – openly equated
the "destinies of mankind" with those of the Christian nations.
The
religious fervour and dogmatism behind this proclamation shaped the European
powers' self-righteous policies and in particular their imperialist strategies
vis-à-vis the non-Christian world. It is no wonder that powers which solemnly
proclaimed "to protect Religion, Peace, and Justice" (Art. I of the Act
of the Holy Alliance) resorted to the use of force against third parties
when those supreme values were being threatened according to their own
interpretation, and that they ignored the sovereignty of other states in the
name of higher moral values – later to be referred to as principles of
"humanity" –, as defined by them. The Holy Alliance, as the
embodiment of Eurocentrism in its most extreme form, necessarily produced the
spirit of self-righteousness and moral arrogance that characterized the European
powers' dealings with the rival Ottoman Empire. In ideological terms, it paved
the ground for the later doctrine which replaced Christianity
with humanity and which claimed to legitimize mere acts of power politics
as actions to preserve the very principles of humanity.
The
doctrine of humanitarian intervention
was the natural outflow of the European powers' tendency to camouflage
imperialist interests by lofty religious "precepts" as documented in
the Act of the Holy Alliance. This strategy is obvious in Prince Metternich's
defensive statement, according to which the "Holy Alliance was not an
institution for the suppression of the rights of nations." In Metternich's
words, the Alliance "was solely an emanation of the pietistic feelings of
the Emperor Alexander and the application of the principles of Christianity to
politics."[10] However, it has been the
iron law of power politics since the beginning of inter-state relations that the
real motives of political action are concealed by an emphasis on values and
principles which are generally acceptable. Economic or political interests are
justified through the proclamation of values, irrespective of whether the state
actors believe in these values or not. The lessons learned from 19th-century
European imperialism should be sufficient to demonstrate the intricate link
between ideological (religious, moral, humanitarian) legitimation and the actual
interests behind political action. A measure which, in "humanitarian"
terms, is qualified as intervention to protect the rights of Christian
minorities etc., may in reality – i.e. in terms of power politics and of the real
motives of the respective intervention – be intended to contain the power of a
strategic competitor. This becomes all the more obvious when one takes into
account that the respective intervening powers did nothing to enforce those very
humanitarian principles within their borders or in the colonial territories
under their rule.
It is
no surprise that the doctrine of humanitarian intervention was criticized by the
legal scholars of the time – not only because of its lack of precision in
regard to the definition of specific "humanitarian" values (or basic
human rights), but also in view of its inconsistent practice according to the
dictates of power politics. In his comprehensive legal
evaluation of the concept of humanitarian intervention, Antoine Rougier rightly
observed "qu'il est pratiquement impossible de séparer les mobiles humains
d'intervention des mobiles politiques et d'assurer le désintéressement absolu
des États intervenants."[11]
For 19th-century
legal theorists it was clear that the practice
of humanitarian intervention was one of double standards and that the
"respect of human rights" was only an accessory motive of intervention among others. Based on the
application of the doctrine in the cases mentioned above, critical legal
evaluation reached the conclusion that the respective intervening powers acted
as judges in their own case. In the
absence of any international division of powers, they themselves decided on the
criteria of application of the doctrine – much like the veto powers in today's
Security Council.[12]
Those criteria were usually dictated by the prevailing constellation of interests,
not by lofty humanitarian principles.[13] Because of the
non-existing division of powers between the authority (state entity) executing
an intervention and the authority formulating the criteria of applicability on a
case-by-case basis, action was taken by a state (or a group of states) only
where its own interests were at stake.
The
"humanitarian practice" vis-à-vis the Turkish Empire made it
particularly clear to the international observer that intervention in the name
of humanity implied the imposition of a specific – but not necessarily
universal – concept of humanity, namely that of the intervening power, upon
the country against which the action was directed and which may have been
governed by a different value system and a different perception of that which is
"human." The unavoidably Eurocentric
orientation and the direct link to the hegemonial interests of the European
powers of the 19th century made the concept of humanitarian
intervention suspicious in the eyes of legal theorists from the very beginning.
The use of the concept was challenged by those who identified it as a tool of
power politics. In the period of joint European action against non-European
rulers before the First World War, the concert of European powers claimed vis-à-vis
their supposed adversaries or competitors a right to intervene "in the name of humanity." It is
obvious that this Eurocentric strategy corresponded to a situation of fundamental
inequality in terms of power and control of resources between Europe and the
rest of the world (apart from the United States), in particular the countries
and nations under colonial rule. If one takes into consideration the unequal
constellation of power under which humanitarian intervention was practiced, and
if one further considers its inconsistent application in a 19th-century
"policy of double standards," it is no exaggeration to state that the
doctrine of humanitarian intervention is part of the ideological legacy of
European imperialism. This evaluation corresponds to the contemporary critique
of the concept in terms of legal philosophy, as briefly referred to above.
Why,
then, is a concept so directly linked to the period of imperial power politics
of the 19th century and so clearly discredited – in the eyes of
contemporary critics – by a rather open policy of double standards, suddenly
being revived with much aplomb at the beginning of the 21st century?
What are the factors that make acceptable in the present context of
international politics the remarkable renaissance
of a doctrine which was once discredited as contradictory in its application and
as violating basic principles of international law? Are we witnessing a rebirth
of moral consciousness in regard to the conduct of politics – as was supposed
to have inspired the Act of the Holy Alliance of 1815 –, or is the
humanitarian intervention of the 21st century just a corollary to a
system of hegemonial politics which,
in its intricate mechanisms related to the prevailing unipolar power structure,
resembles the Eurocentric order of the 19th century? We will try to
answer this question later, because if the unipolar
power structure is perceived to be the common denominator, new light is shed on
the "humanitarian element" of politics insofar as it accompanies power
politics in an "imperial" framework, whatever the specific historical
circumstances may be. But first we must briefly take account of the development
of international law in the course of the 20th century, so as to be
able to evaluate the nature of this sudden revival – or
"rehabilitation" – of a 19th-century concept in the 21st
century's environment of power politics, prematurely declared as a "New
World Order."
(II)
The
development of international law and the prohibition of the use of force in the
20th century
During
the 20th century the doctrine of humanitarian intervention underwent
profound changes, particularly in the period after the First World War,
following the collapse of the old European order of the 19th century.
A geopolitical change of similar magnitude occurred again at the end of the 20th
century, exactly in the years since 1989, as a result of the collapse of the
post-war order.[14]
It remains to be seen whether the "ideological reorientation" – in
terms of the doctrine of international law and of the conception of
international legality (the "rule of law") – that happened at the
end of the Cold War will be as far-reaching as the one that took place at the
end of World War I. It is of special interest to look into the structural
similarities between these two obvious reorientation processes, as major
"paradigm changes" in world politics. After the catastrophe of the
First World War, which forever ended the old imperial European order, the
effective abrogation of the jus ad bellum
– with the banning of the use of force in international relations – was seen
as a major advancement of international law. Although the Hague Conventions of 1899 and 1907[15]
introduced – for the first time in a systematic legal manner – humanitarian
principles into the conduct of warfare (jus
in bello) and led to the creation of the body of international humanitarian
law,[16]
the right to wage war, as a corollary to national (often imperial) sovereignty,
was not in itself put into question. The jus
ad bellum was merely tamed through the development of norms of jus
in bello (i.e. international humanitarian law). To have the right to declare
war against another sovereign entity, irrespective of moral or legal
considerations, was still considered a basic element of sovereign rule. In Carl
Schmitt's theory, formulated after the First World War, this right was perceived
to be the constitutive element of politics (of the "political") as
such.[17]
However,
the catastrophe of the World War had woken up international public opinion and
made legal theorists realize the devastating consequences of an absolutely
posited state sovereignty. What has been aptly described, in German
terminology, as Souveränitäts-anarchie – anarchy among sovereign states as a
result of the unrestrained exercise of that very sovereignty – had become the
most serious threat to international peace and security, indeed to the survival
of mankind, and was perceived as such by a growing number of scholars, diplomats
and politicians. The codification of a norm banning the use or threat of the use
of force in relations between states through the Kellogg-Briand Pact of 1928 was seen as a major achievement on the
way to creating a new transnational order of peaceful co-existence among
nations. In Art. 1 of the Pact, signed at Paris on 27 August 1928, the High
Contracting Parties solemnly declared "that they condemn recourse to war
for the solution of international controversies, and renounce it, as an
instrument of national policy in their relations with one another."[18]
This principle has now become an intrinsic part of the body of jus
cogens of general international law.
While
the Third Hague Convention of 1907 limited the arbitrariness of the conduct of
warfare by introducing an obligation to formally declare war before the commencement of hostilities,[19]
the Covenant of the League of Nations established for the first time a partial
prohibition of war. Article 10 of the Covenant clearly prohibits wars of
aggression and threats of aggression against members of the League.[20]
Articles 12 and 15 of the Covenant make the right to conduct war conditional
upon the preceding effort of pacific settlement[21]
and determine that no war can be conducted against a unanimous decision (not
including the votes of the parties to the dispute) of the Council of the League
of Nations.[22] These procedural
restrictions of the right to conduct war brought about a departure from the
previous doctrine of bellum justum
towards a doctrine of bellum legale,
without abolishing the jus ad bellum
as such. It was only the Kellogg-Briand Pact that finally and without
reservation abolished the right to wage war except in self-defense.
The
banning of the use of force, equivalent to the unequivocal abrogation of the jus
ad bellum, logically implies another basic norm of international law, namely
that of non-interference in the internal affairs of another state. The
philosophical justification for this principle had been worked out well before
the era of 19th century imperialism. In his treatise Zum
ewigen Frieden ("On Eternal Peace," 1795), Immanuel Kant
identified the rule of non-interference as one of the basic conditions of a
peaceful international order.[23]
According to Kant, the right of another people to conduct public affairs
independently is based on the philosophical concept of autonomy (in the original Greek sense of the sovereignty of the
individual and collective will)[24]
the respect of which he considered indispensable to a general normative order
between states.
Although
the order of peace as represented by the League of Nations was not of durable
nature, with the whole system collapsing in the conflagration of the Second
World War, the abrogation of the jus ad
bellum was upheld during the reconstruction of the international system
since 1945. The United Nations Charter incorporates the principle earlier
formulated in the Kellogg-Briand Pact and explicitly stipulates in Art. 2 (4)
that "[a]ll Members shall refrain in their international relations from the
threat or use of force against the territorial integrity or political
independence of any state ..." In the period after World War II – as in
that after World War I – the recognition of this principle was seen as a major
step towards an international order of peace and prosperity for all nations.
During the Cold War period, characterized by an order of bipolarity, respect for
this principle effectively prevented
the outbreak of a major confrontation between the two rival superpowers. The
restriction of national sovereignty resulting from mutual
recognition of the inadmissibility of interference in internal affairs
became a generally accepted principle of international law. The constraints to
great power rule inherent in the norm of the non-use of force in relations among
states were considered as basic condition for a stable balance of power among
international actors who would otherwise have tried to establish by force an order of priority (or international
hegemony) – as was usual procedure in the era of imperial nation-states.
In this normative context, other rules of international law – including the
principles of human rights – are only valid insofar as they are compatible
with the basic norm of the non-use of force and the subsequent norm of
non-interference in internal affairs.
The
General Assembly of the United Nations has gone one step further in advancing
this normative order of peaceful
co-existence – which is negative
in its structure in the sense of excluding
aggression – towards a positive
order of peaceful co-operation among all nations (i.e. states). In the Declaration
on Principles of International Law concerning Friendly Relations and
Co-operation among States in accordance with the Charter of the United Nations,[25]
the General Assembly codified an elaborate set of rules of "peaceful
international behaviour" of states.[26]
This declaration can be seen as the culmination of the efforts within the
post-war (World War II) international system to create a normative framework which would make the idea of peaceful
co-operation, based on respect for one another's sovereignty, a general trait of
international law and thus would finally obligate all states to adhere
unreservedly to the non-use of force and non-interference in internal affairs.
In this document, the mutual recognition of sovereignty is seen in a positive,
not in a negative, sense.
However,
this post-war system of international law, as represented by the United Nations
Charter and the related legal instruments and resolutions, contained a basic
normative contradiction in regard to the banning of the use of force and the
abrogation of the jus ad bellum. The
imperial legacy of European international law was not completely abolished by
the victors of World War II, the drafters of the UN Charter. In conformity with
the iron law of power politics, they could not resist the temptation to write
into the Charter their privileged position after the end of World War II. In
terms of the procedural rules of international law, they "eternalized"
the power balance of 1945.
This
legacy of power politics in the UN Charter becomes obvious in the following way:
The Charter's ban on the use of force in international relations (Art. 2 [4]) is
related to unilateral actions of states or groups of states. Article 2 (7)
clearly states that this interdiction "shall not prejudice the application
of enforcement measures under Chapter VII." According to the provisions of
Chapter VII of the Charter, the United Nations Organization, represented by the
Security Council, reserves for itself the right to resort to armed force
"as may be necessary to maintain or restore international peace and
security." (Art. 42) According to the procedural rules of the UN Charter,
the collective use of force –
derived, in principle, from the existence of the elementary right of
self-defense – is the only exception (apart from the very right of
self-defense in case of an armed attack)[27]
to the principle of the non-use of force in international relations. This right,
however, cannot be seen in the sense of a traditional jus
ad bellum because it relates to measures of defense against those members of
the international community who violate the principle of the non-use of force.
Collective defense, based on strict procedural rules, against "any threat
to the peace, breach of the peace, or act of aggression" (Art. 39), cannot
be qualified in the same normative sense as the act against which it is
directed. In this sense, counter-measures against aggression cannot be defined
as acts of warfare for which a jus ad
bellum (in the sense of unrestricted sovereignty of state action) could be
claimed. Those acts are to be qualified as based on a right
of resistance against the violation of the international rule of law.
Because of their collective nature, they exclude – at least ideally – any arbitrariness on the part of those resorting to
force in acts of self-defense of the international community.
As we
have explained elsewhere in more detail,[28]
this collective use of force – the only exception from the general ban of Art.
2 (4)[29]
– is regulated, in the UN Charter, in a discriminatory
manner favouring the great powers of 1945 and thereby reintroduces "through
the back door" special rights equivalent to the earlier-abrogated jus
ad bellum. Because of the provisions of Art. 27 of the Charter, the exercise
of the right of defense against acts of aggression – which is generally
reserved for the Security Council and not the General Assembly – is put under
the exclusive control of the five permanent members of the Council which are,
more or less, identical with the victors of World War II. According to Par. 3 of
Art. 27, decisions on all matters other than those of procedural nature require
the "concurring votes of the permanent members." This means that a
group of member states is granted a special veto
privilege which allows it to determine the Security Council's course of
action on issues of international peace and security, in particular on
collective enforcement measures including the use of armed force, on the basis
of Chapter VII. The obligation, also formulated in Art. 27 (3), that "a
party to a dispute shall abstain from voting" – a regulation dictated by
the principles of fairness and impartiality – relates only to decisions under Chapter VI (Pacific Settlement of Disputes) and Art. 52 (3) (pacific
settlement of local disputes). This clause does not
apply to decisions under Chapter VII (including the use of armed force), which
are binding upon all member states (unlike those adopted under Chapter VI which
are of non-binding nature). Excluding from the obligation to abstain from voting
exactly those cases in which a permanent member may itself be committing
breaches of the peace or acts of aggression, grants virtual impunity to the aggressor. By virtue of its special veto
right, a permanent member may block any decision on collective enforcement
measures. A permanent member may be tempted to use this privilege exactly in the
case when it or one or more of its allies has committed the act of aggression
against which the Security Council is supposed to take adequate measures. This
means that the "international rule of law" can be enforced only vis-à-vis
the weak (i.e. the non-permanent members of the Security Council and the other
UN member states), but never against the interests of the strong. This makes the
rule of law, in its very essence, meaningless. In regard to the five permanent
members of the Security Council, the force of law has been replaced by the law
of force. And as history amply demonstrates, when force creates law it is always
according to specific (national) interests,
not according to generally accepted (international) norms.
This is essentially what we mean when we refer to the "eternalization"
of the power balance of 1945 by means of the UN Charter and in particular the
procedural rules of the Security Council.
The
history of the United Nations Organization has given ample proof of the
supremacy of (great) power politics over the international rule of law. By
granting virtual immunity from
prosecution to exactly those members of the international community who, because
of their special status as permanent members of the Security Council, have a
special responsibility for the preservation or restoration of international
peace and security, the UN Charter has introduced a kind of operative
(or implicit) jus ad bellum in
favour of a small group of states. The right to block any enforcement action or
counter-measure when their own "vital interests" are at stake – or
to prevent measures against their own acts of aggression – is tantamount to a
special (undeclared) right to breach the peace or to wage war whenever the
interests of the respective state so dictate. This undeclared, implicit (or
factual) jus ad bellum, hidden in the
procedural rules of Art. 27 (3), constitutes the most fundamental normative contradiction of the legal framework of the UN Charter and
makes the general provisions of Art. 2 (4) and Art. 2 (7) almost meaningless –
or obsolete. In spite of all the idealistic rhetoric in regard to the United
Nations' mission of peace, progress and development (see the Preamble of the
Charter), the procedural rules of Art. 27 have effectively paralyzed the
organization in many cases where acts of aggression were committed by or threats
to world peace emanated from permanent members or their allies. This predicament
of the United Nations Organization has profoundly demoralized the
"international community" of those countries which do not enjoy the
status of permanent members. In a sense, the advancement of international law
(as described above in regard to the banning of the use of force since after
World War I) was not a consistent and continuous process. The UN Charter itself
is fundamentally flawed because of the hidden reintroduction of a factual jus
ad bellum as a special privilege enjoyed by the most powerful countries of
the "international community," the permanent members of the Security
Council.[30]
In
the general doctrine of international law, however, this normative inconsistency
between a normative order of peaceful co-existence and the relics of pre-World
War I international law has been largely ignored. In the discourse reflecting
the moral awareness of international public opinion, the principle of the
non-use of force was perceived as a basic norm of jus cogens of general international law. This situation prevailed up
to the end of the Cold War period, which was characterized by an order of bipolarity
in which one superpower held the other in check and where their rivalry
necessitated respect for the principles of non-interference and the non-use of
force. The real paradigm change in regard to this global awareness of universal
norms binding upon all members of the international community, and on top of
them the obligation to refrain from the use of force except in acts of
self-defense, may have occurred with the collapse of the system of bipolarity
and with the emergence of the present unipolar
order. In many respects, the present global system resembles the earlier
Eurocentric order of imperial states that was determined by an exclusively
state-centered system of international law built around the concept of
absolutely posited national sovereignty.
In
the post-war consensus on the basic codex of international law (as it prevailed
until the emergence of a "New World Order" after 1989),[31]
intervention in internal affairs, including armed intervention against a UN
member state, was conceivable only as an exceptional measure of reaction
against a breach of or threat to the peace within the strictly collective
framework of the UN Charter. The respective provisions were meant to exclude any
arbitrariness or bias resulting from special interest in the respective
enforcement action. Although the Charter, as demonstrated above, did not
properly and consistently implement (or reflect) this consensus in all its
procedural regulations, the doctrine of international law – as based on the
United Nations system – did not recognize a general right to intervene. During
the period of the Cold War with its superpower rivalry, the respect of the
principle of non-intervention – emanating from that of the "sovereign
equality" of states (Art. 2 [1] of the
Charter) – was seen by most as the only safeguard against international
anarchy and as the only guarantee of a stable international order of peace.
Within
this context of the post-war order we earlier (1981) tried to find a way out of
the apparent contradiction between these general norms of international law and
the principles of human rights.[32]
Without putting into question the validity of the principle of non-intervention
as a general norm of international law, we tried to address the problem of the
corpus of human rights norms existing
separately and without normative connection to the other areas and principles of
international law (such as that of national sovereignty). By proposing a new system
of norms in which human rights principles are identified as norms of the
highest order – to which the norms of each national legal system as well as
the traditional corpus of norms of international law were to be subordinated
–, we tried to overcome the apparent contradictions in the normative framework
of the United Nations Charter, which, in most cases, have made human rights
norms unenforceable: "The unity of a normative system as required by legal
theory can only be attained in the following way: Human rights – which refer
in every instance to the individual rather than to a collective legal person –
must be regarded as a general normative system from which the normative systems
of both national and international law are derived (and not vice-versa)."[33]
In our effort at reorganizing the system of norms of general international law
we suggested a redefinition of the concept of sovereignty on the basis of the
inalienable autonomy of the citizen
who is at the origin of any entity of public order such as the state or an
intergovernmental organization. According to this conception, state
sovereignty is of secondary nature in relation to the individual
sovereignty of the citizen.[34]
In such a reorganization of the normative order, basic human rights constitute a
system of primary norms from which other norms (like those of national
sovereignty or non-intervention) will have to be deducted. Those secondary norms
obtain their validity only insofar as they guarantee the full realization of the
rights of the primary normative order, i.e. the principles of human rights. In
this normative context proposed by us earlier, an intervention in defense of the
human rights of the population of a sovereign state is admissible, in
principle, but only insofar as it does not lead to the negation of rights of
a higher order (as, for instance, the right to life). In this sense, a violation
of sovereignty in the form of armed intervention is still inadmissible – not
because of the supposed priority of the norm of non-intervention but because of
the superseding norms of human rights. Although national sovereignty is seen as
a secondary norm, derived from the basic rights of each citizen, the
admissibility of a specific intervention in favour of the human rights of the
population of a sovereign state has to be determined, on a case-by-case basis,
by taking into account those very human rights according to the principle of proportionality.
The maxim fiat justitia, pereat mundus
cannot be considered as a viable alternative for realizing the international
rule of law. Although the principle of non-intervention, in the normative system
proposed by us in 1981, is not one of the primary order, its validity is not
derived from the supposed inviolability of state sovereignty. In most cases,
actual intervention will be inadmissible because of the consequences of the use
of force for the civilian population affected by the intervention. Furthermore,
in the total absence of an international
division of powers, there exists no authority to define criteria of
intervention and to adjudicate cases of its eventual application, the
intervention in Yugoslavia in 1999 being a clear case in point. Regretfully, the
International Court of Justice cannot play this role in the present statutory
framework of the United Nations.
The
way out of the state-centered system of international law that we tried to
identify in our outline of a normative order – one that is consistent in
itself and compatible with human rights as jus
cogens of general international law – proved to be a dead end because the effective
inadmissibility of the use of force – even if it is applied in favour of the
restoration of human rights – has to be acknowledged in the real
(not ideal) context of international power politics. We initially outlined the
philosophical framework for the justification of what is actually termed
"humanitarian intervention," by redefining the concept of national
sovereignty and the related principle of non-intervention in the sense of being
subordinated to the principles of human rights as norms of jus cogens of general international law. In spite of this effort on
the level of normative theory, we have to admit that the step from idealistic
vision to the realization of an
international policy of intervention can not be responsibly made – in the
existing framework of states as the
primary actors of international relations – without defeating the very purpose
which "humanitarian intervention" is supposed to serve, namely
safeguarding the basic human rights of the population concerned. It became clear
to us that, in the present context of international law, the actual practice of humanitarian intervention will only create
additional and more acute inconsistencies
of the normative order. Even if a United Nations Security Council without veto
privileges of permanent members would exist, and if this only executive organ of
the international community would be entrusted with the implementation of a
consistent policy of "humanitarian intervention," the basic obstacle
to the implementation of such a policy still remains: the international system
lacks universally defined criteria for the definition of basic human rights.[35]
Only a consensus on the criteria in terms of content and application (which
would have to be reached outside the framework of power politics) will make a
general policy of human rights enforcement meaningful and justifiable. Whether
one regrets it or not: as long as there exists no instance in the framework of
international law to objectively determine the conditions of application of the
principle of humanitarian intervention, this doctrine cannot be used as an
instrument of international law enforcement.
Even
if generally defined criteria for the application of human rights existed, the
special voting procedures of the Security Council as outlined in Art. 27 of the
Charter would still make that body unfit to act as guarantor of universal human
rights. The actual normative context of the United Nations Charter is dictated
by power politics and does not allow for consistent application of a universal
humanitarian agenda. As post-war history has amply demonstrated, the permanent
members – because of their special veto privilege – will always be tempted
"to act as judges in their own case." Human rights enforcement on a
global level would thus become an instrument for the implementation of a
"policy of double standards" on the part of the most powerful members
of the United Nations. Against this background of the antagonistic relationship
between an ideal system of norms and the reality of power politics, it has
become obvious that the practice of "humanitarian intervention,"
though desirable in terms of an ideal system of global justice, cannot be a real
option if one is seriously committed to the preservation of international
peace and, thereby, to the protection of the basic human rights of the citizens
of the world. In our interpretation, this observation is in line with the
general orientation of the United Nations Charter and its provisions for the
collective use of force. In the Charter, enforcement measures, including the use
of armed force, are envisioned only in regard to acts of aggression and threats
to or breaches of the peace, but not in regard to violations of human rights
(Art. 39).
An
overall commitment to the international rule of law – based on the
preservation of peace as basic maxim – characterized the global order up to
the end of the Cold War. This conception – with national sovereignty as a core
element of the international order – has only recently been challenged. In the
course of the collapse of the bipolar system of power since 1989, a paradigm
change – away from national sovereignty and towards a system of intervention
– accompanied the advent of a so-called "New World Order,"
symbolizing the ascension of a single country to the status of global hegemon.
(III) The
revival of interventionism in the new imperial order of the 21st
century
A
profound change has occurred in the geopolitical constellation as a result of
the sudden disintegration of the Soviet power bloc. A bipolar system,
characterized by a balance of forces based on mutual deterrence, turned into a
unipolar order in which the United States acts as the only superpower. At the
beginning of the 21st century, a global order has taken shape in
which one country enjoys the unrivaled role of global hegemon. This situation has brought about the revival of
great power rule with all that it entails. The exercise of "imperial"
power – which many thought had become history with the geopolitical changes
triggered by two world wars – has again become a reality to which the
"international community" is forced to adapt itself under the
euphemistic slogans of what was originally (i.e. shortly after the collapse of
the bipolar system of power) called the "New World Order."[36]
The revival of the old dominationist system is accompanied by the renaissance of
ideological concepts characteristic of imperial rule. It is here that the 19th-century
concept of "humanitarian intervention" comes into play – because it
fits perfectly into the framework of a policy which is essentially not obliged
to seek compromise or to convince others when it comes to the exercise of power.
In a system of imperial rule – which is characterized by the total lack of a
division of powers – the hegemon may pursue is interests without being
challenged by potential competitors. In such a framework of political, military
and economic domination the hegemonial power creates its own ideology
which allows it to justify the exercise of power vis-à-vis the rest of the
world.
The
concept of humanitarian intervention serves exactly that purpose when it comes
to the resort to the use of force by the hegemonial power. A justification of
the exercise of power within the framework of the norms of international law is
being replaced by an ideological – or, for that matter, moral – discourse which is determined by the hegemonial power
alone. Undoubtedly, such an imperial
exercise of power with the strategic aim of securing global hegemony does not
fit into the 20th-century context of the international rule of law as represented, to a certain extent, by
intergovernmental organizations such as the United Nations. Modern international
law – which is oriented towards peaceful co-existence among a multitude of
states on the basis of sovereign equality – is in open contradiction to the
precepts and requirements of imperial rule. The latter is not oriented towards
the avoidance of war as the supreme goal agreed upon among the community of
nations; because of its very nature, imperial rule in the 21st
century cannot but ignore the lessons of the 20th century's two world
wars and their legacy in terms of a reform of the system of international law
centered around the basic norm of the non-use of force in relations between
states. In a unipolar system of power, where the aggressive pursuit of national
interests is not challenged by rival powers, the corpus of norms forming the
"modern international law of peace" is gradually being eroded. It is
being replaced by a system of moral
principles which are defined by the hegemonial power. Political hegemony is complemented by ideological domination. This is one of the basic features of power
politics in any historical context. In the present international constellation,
this means the revival of the concept of the bellum justum, or just war, the normative criteria of which are
defined by the party that conducts the war. In a framework of unchallenged
global rule, the hegemonial power acts as judge in her own case. The sudden
revival of the doctrine of humanitarian intervention (which we have witnessed
since the Gulf War in 1991 and more recently since the Kosovo war in 1999) has
to be seen in this context.[37]
It is
obvious, in general terms of power politics, that this doctrine can be
implemented only in a framework which is determined exclusively by the interests
of the respective intervening power(s). An implementation of the doctrine
outside the realm of power politics, be it on the level of "pure
morality" as is often claimed by those practicing humanitarian
intervention, is impossible. Any act of humanitarian intervention, whether
exercised on a unilateral, regional or multilateral level, will be determined by
the interests of the power(s) initiating it. Moral norms serve merely as tools
to legitimize what has earlier been decided on the basis of national interests.[38] Even in the global
multilateral framework of the United Nations, any action will be determined by
the balance of interests of the Security Council's permanent members – this is
due to the structure and the procedural rules of the Council described above.
And the absence of checks and balances which is characteristic of
decision-making in the Security Council is even more acute in regional
organizations such as the North Atlantic Treaty Organization (NATO).
Because
of the multilateral nature of the
United Nations Organization, the present hegemonial power has increasingly acted
in the regional framework of NATO,
where it enjoys unrivalled supremacy. In the decade since the collapse of the
Soviet bloc, the United Nations Organization, incorporating the post-war balance
of power, has proved to be an increasingly unreliable instrument of hegemonial
rule. Because of the veto privilege of the permanent members, it could not
easily be orchestrated for just war
campaigns such as the one against Iraq in 1990/1991 – in the context of
which the concept of humanitarian intervention was extensively used. The
unanimity among the permanent members, i.e. the identity of their interests (not
their commitment to a common standard of moral principles), did not last for
long. Because of conflicting interests among the permanent members, the
constellation of 1990/1991 could not be repeated in the 1999 war against
Yugoslavia. It is exactly because of the United Nations' structural inability to
act according to the interests of the hegemonial power, i.e. its uselessness in
the strategic hegemonial framework of the United States, that an organization
with a strictly regional mandate such as NATO was brought in to act as surrogate
of the global organization. The North Atlantic Treaty Organization was
commissioned to execute, for the first time, the just war doctrine of the United
States. Because of the paralysis of the Security Council in the matter of
Yugoslavia-Kosovo, the United States made NATO the executor of its seemingly new
doctrine of "humanitarian war."[39]
This concept reflects in many aspects the spirit of the 19th-century
doctrine of humanitarian intervention or even of the earlier Christian doctrine
of the Holy War (or just war). In the war against Yugoslavia in 1999, NATO acted
as the "Holy Alliance" of our times, trying to justify with moral
principles a campaign of war that was in clear contradiction to the UN
Charter and to international law in general.[40] In a quasi-religious
manner, legal norms were substituted by moral principles for the purpose of a
war of aggression; the actual conduct of warfare was hidden behind a smokescreen
of imperial propaganda making use of common moral principles to legitimize
actions which otherwise would have to be qualified as war crimes. Those who in
reality carried out a war of aggression tried to place themselves on the
"moral high ground" not only by reviving the traditional concept of
humanitarian intervention, but by coining new terms such as that of
"humanitarian war" (or even "humanitarian bombing") in order
to prevent serious scrutiny of their acts in regard to their conformity with
international humanitarian law.[41]
As rightly observed by Diana Johnstone, this strategy implies an intrinsically
racist attitude vis-à-vis the adversary; it divides humanity into
"good" and "bad" nations: "To merit all those bombs,
the 'bad' people must be tarnished with collective guilt."[42]
In
view of this actual practice, i.e. of this arrogation of a right to wage war (jus
ad bellum) by a regional organization which acts as surrogate of the only
– though insufficient – representative of international legality, the United
Nations, the basic question of all those who are seriously determined to uphold
the international rule of law will be whether there exists any alternative at
all to the traditional rule of non-intervention: Can the doctrine of
humanitarian intervention be practiced in such a way that it does not defeat its
basic purpose, namely respect for those fundamental rights which are supposed to
be the basis of any legal order, whether national or transnational? When it
comes to the rationale behind "humanitarian" interventions such as
those against Iraq or Yugoslavia, the empirical data demonstrate, however, that
the global humanitarian régime at the
beginning of the 21st century very much resembles the earlier
authoritative rule of the 19th century's Holy Alliance and the
interventions of the then European powers on the territory of the rival Ottoman
Empire.
What
this new "humanitarian régime" actually implies becomes clear in the
defense doctrine proclaimed by the North Atlantic Treaty Organization in the
wake of its unilateral military action against Yugoslavia. For this large-scale
intervention, a United Nations (Security Council) mandate was obtained only post
festum. The sidelining of the United Nations Organization – the only
international body competent to authorize the collective use of force on the
basis of Chapter VII of its Charter – required a new imperial doctrine. Such a
doctrine was promulgated by the Heads of State and Government of NATO's member
countries at the summit conference held on the occasion of the 50th
anniversary of the founding of the organization. This new doctrine marked NATO's
departure from its self-definition as a strictly regional defense organization
that was integrated into the post-war system of international law as represented
by the United Nations. This reorientation resulted in the de
facto rejection of the legal supremacy of the United Nations Organization,
in particular of the Security Council. Through the reformulation of its
doctrine, NATO has challenged the very basis of international legality and of
the system of peaceful co-existence as it has existed since the creation of the
world organization in 1945. While NATO, according to the provisions of the North
Atlantic Treaty of 4 April 1949, was created in full recognition of the
supremacy of the United Nations Organization, the Washington Declaration, adopted on 23 April 1999 by the Heads of
State and Government of NATO member countries, points in a totally different
direction, as we shall demonstrate below.
Article
5 of the North Atlantic Treaty outlines the strictly defensive mission of NATO, on the basis of Art. 51 of the UN Charter
defining the right of individual or collective self-defense. In this Article,
the NATO states formulate their collective defense doctrine in case of "an
armed attack against one or more of them in Europe or North America." They
limit any such action not only geographically in regard to the territory covered by NATO
membership, but also legally in the
sense of merely provisional measures which are seen within the context of a
global system of collective security: "Such measures shall be terminated
when the Security Council has taken the measures necessary to restore and
maintain international peace and security." Article 1 of the Treaty places
NATO within the framework of international legality as defined by the United
Nations Charter. The Article particularly confirms the principle of peaceful
settlement of international disputes and commits NATO member states, in a
language resembling the wording of Art. 2 (4) of the UN Charter, "to
refrain in their international relations from the threat or use of force in any
manner inconsistent with the purposes of the United Nations." In the North
Atlantic Treaty, no mention is made of democracy or human rights.
In
sharp distinction from the strictly formal and legal language of the Treaty, the
declarations and documents adopted by NATO's Heads of State and Government at
the Washington Summit in April 1999 contain repeated references to the
"common values of democracy, human rights and the rule of law."[43]
This resort to an idealistic language
– similar in structure to the formulations of Articles 6 and 7 of the Treaty
of Amsterdam Amending the Treaty on European Union[44] – is coupled with
an outright commitment to operations outside the framework of the North Atlantic Treaty. Paragraph 25 of
the Alliance's Strategic Concept emphasizes "a broad approach to
security" and explicitly mentions factors of security "in addition to
the indispensable defence dimension." The departure from the traditional
defense doctrine based on Art. 51 of the UN Charter (as referred to in Art. 5 of
the Treaty) is further confirmed in the formulation of Par. 31 of the Strategic
Concept, which mentions "the possibility of conducting non-Article
5 crisis response operations."[45]
In the wake of NATO's war in Yugoslavia, "crisis response operation"
has become a key term in a new legitimation discourse which was created to
provide "justification" for actions outside the Treaty and without
United Nations (Security Council) authorization. In view of the actual conduct
of such operations by NATO, references to crisis management "consistent
with international law"[46]
or to Art. 7 of the Washington Treaty (which stipulates the supremacy of the
United Nations)[47] are not really
convincing. Those references, including the one in Par. 15 of the Strategic
Concept, are definitely not consistent with the new doctrine of NATO's
"self-authorization" of non-Article 5 crisis response operations.
NATO's new "broad approach" to security includes not only cases of
armed attack – as referred to in Art. 5 of the Treaty – but also "other
risks" such as terrorism or the "disruption of the flow of vital
resources," i.e. oil.[48]
In Chapter IV of NATO's Strategic Concept, those "crisis response
operations" outside the scope of Art. 5 play a major role in the definition
of the "Principles of Alliance Strategy." In Par. 48 of the Concept
such operations are even envisaged as preventive measures "[i]n the event of crises which ... could
affect the security of Alliance members."[49] The "management of
crises through military operations" (Par. 49) is placed on an equal footing
with "collective defence missions." Together with the provisions of
Par. 52, according to which such operations may be carried out "beyond the
Allies' territory," this reference to a preventive management of crises
through military operations marks NATO's effective departure from the
traditional defense doctrine, which was based on the concept of self-defense and
on the system of collective security and international law as represented by the
United Nations.
The
euphemism consisting in labeling military operations as measures of crisis
management is typical for the newspeak
authoritatively established by the leading member of the most powerful military
alliance. In the context of the new Defense Doctrine and of NATO's actual
conduct of warfare in Yugoslavia, the solemn affirmation in Par. 7 of the Washington
Declaration ("We remain determined to stand firm against those who
violate human rights, wage war and conquer territory.") can be interpreted
only as the pronunciation of a global
claim to hegemony, outside the restrictions on the arbitrary (unilateral)
use of force imposed by the UN Charter and, for that matter, also by NATO's
founding document, the North Atlantic Treaty. The resolutions and declarations
of the 1999 Washington Summit have made the basic provisions of Articles 1, 5
and 7 of the North Atlantic Treaty obsolete. Irrespective of the lip service
paid to United Nations supremacy,[50]
NATO has put itself, under the leadership of the United States, above
the United Nations Security Council – when it comes to cases where NATO
members consider their vital security interests threatened. By launching the
concepts of "preventive" and "humanitarian" warfare, NATO
has placed itself outside the framework of international law (whatever the
ideological or "moral" legitimation for specific interventions may
be). By going beyond clearly defined cases of self-defense against armed
aggression, NATO's new doctrine seriously undermines the UN Charter's principle
of the non-use of force and severely erodes the system of international law as
represented by the United Nations as universal organization. De-linking the
issue of the legitimacy of the use of force from the principle of self-defense
(as enshrined in Art. 51 of the UN Charter) is tantamount to abrogating the
system of general international law as established since the Second World War.
This paradigm change is all the more obvious if one considers the provisions of
NATO's founding document, as referred to by Bruno Simma: "If the Washington
Treaty [North Atlantic Treaty] has a hard legal core which even the most dynamic
and innovative (re-)interpretation cannot erode, it is NATO's subordination to
the principles of the UN Charter."[51]
Whatever the interpretations of "non-Article 5 crisis response
operations" may be, they cannot do away with the fact that they contradict
the letter and spirit of the North Atlantic Treaty. Those interpretations
introduce a modern equivalent to the traditional (by now officially abrogated) jus
ad bellum along the lines of the old-fashioned doctrine of just war (bellum
justum). This doctrine nowadays operates with the secular concepts of human rights, democracy, "Western
values," etc.
(IV) The
doctrine of humanitarian intervention and the reintroduction of the jus
ad bellum: the end of international law?
Whatever
may be the idealistic rhetoric by which military actions are justified, the
system of norms ensuring the peaceful co-existence among nations – what has
been known essentially as the "international rule of law" – will not
only be gradually undermined but will finally collapse if an equivalent to the
old jus ad bellum is introduced into
international relations. This fact cannot be denied, whether the principle is
introduced under the pretext of "crisis response operations"
(described in the rather idealistic framework of a supposed preservation of
"human rights" and "democracy") or of outright
"humanitarian intervention." As far as those NATO members who are at
the same time permanent members of the Security Council are concerned, this
situation further complicates the issue of legality of the international use of
force. As we tried to demonstrate above, Art. 27 of the UN Charter establishes a
"jus ad bellum in disguise"
by granting the permanent members of the Security Council a special veto right
without obliging them to abstain from voting if they are themselves involved in
an international dispute. This de facto
immunity from any enforcement measures (including the use of armed force)
against their own (or their allies') acts of aggression has now been elevated to
the level of special rights enjoyed by
NATO as a regional military
organization so as to support its global claim to power. As was demonstrated
through the unilateral use of force orchestrated by NATO against the Federal
Republic of Yugoslavia, no effective measures can be taken by the international
community against a self-proclaimed humanitarian intervention by NATO – as
long as its permanent members in the Security Council are determined to use
their veto power. Not only has NATO created a self-serving defense doctrine (The
Alliance's Strategic Concept as outlined above), putting itself beyond the limits of its own statute and above the rules of general international law; by controlling the
procedures of the Security Council through its permanent members in that
Council, it may act with impunity and may determine its own use of force as
"humanitarian intervention" whenever it deems it appropriate and
without any fear of being censored by the world organization's only body with
executive power.
In
this new constellation of imperial power politics in a basically unipolar
international order, a jus ad bellum
is not just being "quietly" practiced under the cover of Chapter VII
enforcement measures;[52]
such a right is openly claimed in the name of a doctrine of international law
which is centered, on the one hand, around a broad definition of
"legitimate security interests," and, on the other hand, around a
Eurocentric doctrine of human rights and, resulting from it, of humanitarian
intervention. As openly and unambiguously stated by one of the apologists of
this new strategy of power politics, "we are witnesses of a kind of
millennium shift, from diplomacy to justice as the dominant principle of global
relations, achieved through the evolving force of international human rights law
carrying jus cogens compulsion
..."[53] In his analysis of the
conditions of an international system of criminal justice, Geoffrey Robertson
demands that "international law should permit intervention out of
humanitarian necessity without UN approval."[54]
He puts the blame for this development towards unilateral humanitarian action on
"delay and partisanship in Security Council politics"[55]
– while in reality those permanent members of the Security Council most
responsible for the partisanship of the Council's decision-making are themselves
the most active sponsors of NATO's doctrine of "preventive" crisis
management and of a "humanitarian" use of force. Because of the new
just war doctrine, two classes (categories) of states are being created: that of
the imperial (or superior) states and
that of the "inferior"
states. The former arrogate to themselves a status of moral superiority – and
ideological supremacy – including the right to define supposedly moral
criteria for the use of force. Until a recent shift in terminology of US
diplomacy, the latter were often referred to as "rogue states." In
their majority they belong to the Third World. The imperial states replace the
principle of the non-use of force by a right
(in some instances even equated with a duty)
to intervene, thus exchanging the
earlier religious legitimation with a "secular" human rights
discourse. In reality though, this right to intervene is based merely on the
superior power of the imperial states. It has no legal grounds.
The
resulting lack of legal credibility characterizes modern (i.e. 21st-century)
power politics and the universal claim to hegemony related to it. That very
dilemma was exposed by Antoine Rougier in a comprehensive critique of 19th-century
interventionism. He pointed to the "puissance de fait que
certains États possèdent d'influer à leur gré sur la vie juridique d'un
autre État, puissance de domination qui échappe à l'analyse scientifique et
que les juristes américains appellent le controll."[56]
The essence of
imperial politics has not changed over the centuries. For those who undertake a
comprehensive analysis and try to put 21st-century interventionism
into the historical context, the humanitarian newspeak introduced today triggers
a sense of déjà-vu.
While
placing those who challenge their rule into the category of "states of
concern," the imperial states of today, first and foremost the United
States, similar to the powers of 19th-century Europe, create for
themselves the aura of moral superiority from which they derive their claim to
ideological, political and military supremacy. From this position of the
"moral high ground" Madeleine Albright, in a debate on the use of
force against Iraq, referred to the United States as the "indispensable
nation."[57] Because of the lack of
constraint on the part of the imperial power in a unipolar international order,
the logic of the just war is very much
alive: frankly speaking, there is no credible force to challenge an imperial (dominationist)
ideology created to legitimize the actual conduct of power politics including
the use of force. As M. Walzer explains in his comprehensive analysis of the
just war concept, in the present dominationist context of international
relations, such a doctrine may well be used to justify – vis-à-vis
international public opinion – war as an intervention for the protection of
human rights.[58]
As
demonstrated by global developments since the Gulf War in 1991, this paradigm
change in international law, brought about by the shift of the power balance
from a bipolar "sharing" of power to a system of unipolar rule,
results in the threat of new wars
which may be waged by the hegemonial power because of the lack of deterrence.
Because of the ideological supremacy that is a corollary of global political and
military hegemony, those wars may be labeled as just, a classification of warfare that could not easily obtain
support during the Cold War period. The revival of the just war concept in the
new imperial environment rehabilitates
war as a means of foreign policy. The taboo placed on the non-use of force has
quickly vanished under the pressures of "humanitarian realpolitik"
(i.e. realpolitik in humanitarian clothes). In turn, the moral justification of
the use of force termed "humanitarian" places on it a taboo which
makes it virtually impossible to scrutinize its actual conduct or to question
its very legitimacy. As Carl Schmitt much earlier explained in his analysis of
war in the context of politics, morally "justified" wars transcend the
neutral category of power (or interest) politics and make of the adversary a
morally inferior being, a "monster" who is not simply to be conquered
but to be destroyed as such.[59]
This kind of moral (or "moralistic") justification makes of the act of
warfare something absolute which goes
beyond the mere defense of interests or the repulsion of aggression. Whenever a
war is portrayed, in this sense, as bellum
justum, a taboo is placed on
war itself. This may open the gates to ideological fanaticism of an
emotional intensity which well may resemble the rhetoric of the medieval
crusades. Such a rationale of humanitarian intervention, when made use of by
great powers or – in regard to the present situation – by the leading
imperial power, undermines and gradually abolishes whatever has remained of the
fragile system of "international legitimacy" in the post-war framework
of the United Nations Charter.
The
"international rule of law," praised as the major achievement of the
post-World War II order of peaceful co-existence among nations, is being
replaced by the rule of the powerful
(the law of force) who – at the same time – determine the legitimation
discourse and define the ideological criteria for the exercise of power. Because
of the total lack of checks and balances in the prevailing unipolar
international structure, this situation gradually leads to a state of global anarchy
among the self-declared champions of just
causes, whichever the criteria of their definition may be. It profoundly
demoralizes all those who believe in a system of peaceful co-existence as it was
guaranteed, though insufficiently and in somewhat contradictory legal terms, by
the United Nations Organization. This system was based on the norms of the
non-use of force and of collective security. Those norms were supposed to
preclude any arbitrary action on the part of the more powerful international
actors. One has to admit, however, that the United Nations system of collective
security – as a result of compromise with the requirements of power politics
– was basically flawed. This compromise had been imposed upon the other
members and was inserted into the Charter by the organization's founders, the
self-appointed permanent members of the Security Council.[60]
Nonetheless, over several decades this rudimentary system of collective security
provided a framework which helped to contain, though imperfectly and only to a
certain extent, the arbitrary use of force by the UN's most powerful member
countries.
Theorists
of international law have become aware of the consequences of this anarchic
situation for the applicability of the concept of humanitarian intervention.
In his comprehensive analysis of the legitimacy of the use of force,
Peter Malanczuk points to the likelihood that humanitarian intervention
"will be applied in one direction only, by powerful states against weak
ones."[61]
He cautions against the unilateral use of this instrument of "international
law enforcement" in a framework dictated by power politics and concludes
"that unilateral humanitarian intervention is illegal due to the
prohibition of the use of force as the prevalent principle in the present
international legal system in the interest of international peace and
security."[62]
Malanczuk sees the danger "of opening a Pandora's box by declaring
unilateral intervention to be lawful"[63]
and emphasizes that, in current international law, only collective humanitarian
measures on the basis of a decision by the Security Council – as the only body
competent to authorize the use of force – are admissible. The fact that, in
most cases, the Security Council may be prevented from acting because of the
lack of unanimity among the permanent members is not sufficient justification
for the unilateral use of force – whether by one country acting alone, by a
group of countries, or by a regional alliance such as NATO. Malanczuk considers
invalid the argument of self-help in cases of paralysis of the Security Council
and rejects the "non-legal proposition that 'necessity knows no law'."[64] Whatever may be the
legitimation efforts to establish the international legality of a unilateral,
i.e. unauthorized intervention such as that of NATO in Yugoslavia, there is
clear jurisdiction of the International Court of Justice banning any recourse to
armed force by one state (or a group of states, by implication) to influence the
political situation in another state.[65]
In Malanczuk's interpretation, the International Court of Justice, as a result
of its ruling in the Nicaragua case, "rejects the doctrine of unilateral
humanitarian intervention."[66]
As
convincingly argued by Gerhard Zimmer in his analysis of law enforcement for the
protection of human rights, norms which are part of jus cogens of general international law and the resulting
obligations of states erga omnes may
be enforced only by the competent organ of collective enforcement, i.e. in the
framework of the United Nations with its universal legal structure. This is due
to the collective nature of those norms, binding upon the international
community as a whole.[67]
By implication, it would be an inconsistent strategy in international law to
define certain norms as part of jus cogens
– putting them under the collective obligation of the international community
(erga omnes) –, while at the same
time "sub-contracting" their enforcement to individual states[68]
or regional organizations. Whatever the moral argumentation on the part of
interested states or an alliance of states may be, unilateral humanitarian
intervention, i.e. intervention without proper authorization by the Security
Council, does not fit into the framework of "collective law
enforcement" and collective security as embodied by the United Nations
Organization. However, one cannot derive from the inadmissibility of unilateral
humanitarian intervention, by reverse argument, the validity of the concept of
humanitarian intervention on the collective level of the United Nations. The
question remains whether the United Nations Security Council has any competence
to take collective action against the sovereignty of a United Nations member
state on any issue which is not directly linked to international peace and
security.
As
explained by Bruno Simma, the protection of human rights is a universal
obligation of all states and respect of this obligation is the concern
of all states, i.e. those rights are owed erga
omnes.[69]
In spite of this legal obligation, countermeasures against any violations must
not include the use of armed force because Art. 2 (4) of the UN Charter is a
norm of jus cogens[70]
as defined in Articles 53 and 64 of the Vienna Convention on the Law of
Treaties.[71]
In
his assessment of the legal and political implications of the new
"interventionism" propagated in the course of NATO's war on
Yugoslavia, UN Secretary-General Kofi Annan rightly points to the problems
caused by the arbitrariness of unilateral action in the absence of common legal
standards. In cautious diplomatic language he raises the question of
international anarchy: "Is there not a danger of such interventions
undermining the imperfect, yet resilient, security system created after the
second world war, and of setting dangerous precedents for future intervention
without a clear distinction to decide who might invoke these precedents and in
what circumstances?"[72]
The UN Secretary-General is definitely aware of the realities of power politics
and of the dangers of a policy of double standards when he postulates that
"intervention must be based on legitimate and universal principles."[73]
He seems, however, to undermine the United Nations' role as the only
transnational structure that may authorize the collective use of force, because
he leaves open the question of the legitimacy of unilateral humanitarian
intervention. Kofi Annan points to the dilemma of humanitarian intervention in
the present international context: does a regional organization have a right to
intervene without a Security Council mandate? Can the international community
simply stand by and "let gross and systematic violations of human rights,
with grave humanitarian consequences, continue unchecked?"[74]
In a
way similar to our earlier effort to redefine the concept of sovereignty so as
to make the system of general international law compatible with the principles
(or requirements) of human rights,[75]
Annan suggests the introduction of a concept of "individual
sovereignty," by which he means "the fundamental freedom of each
individual, enshrined in the Charter of the UN and subsequent international
treaties."[76] He acknowledges that
state sovereignty is currently being redefined on the basis of this new
perception of individual sovereignty and that states are increasingly understood
"to be instruments at the service of their peoples, and not vice
versa."[77]
Annan suggests that this change in perception of basic notions of international
law has increased awareness of humanitarian issues and shed a new light on acts
which are directed against state sovereignty in its traditional definition. At
the same time, he is aware that there is no legally consistent doctrine of
humanitarian intervention that would be compatible with the norms of the United
Nations system. He concedes that the "developing international norm in
favour of intervention to protect civilians from wholesale slaughter will no
doubt continue to pose profound challenges to the international community."[78]
In
sharp distinction from the rather idealistic discourse and the high-flying
expectations of the UN Secretary-General, a new school of thought in the United
States has brought an element of realpolitik into the evaluation of the policy
of humanitarian intervention. In his article "Give War a Chance,"
Edward N. Luttwak argues that interference in a conflict situation by outside
powers, as well-intentioned as it may be, only intensifies and prolongs
struggles in the long run.[79]
In Luttwak's analysis, such intervention in the name of humanity may effectively
prevent a settlement of the conflict "from inside," among the partners
to the dispute themselves. The pacification achieved through intervention may be
highly artificial and may, in the long run, do even more damage to a peaceful
settlement and, by implication, to the restoration of human rights because
"the transformative effects of both decisive victory and exhaustion are
blocked by outside intervention."[80]
As
regards assessment of the possibility of a consistent practice of humanitarian
intervention, the British Foreign Office seemingly was more aware quite some
time ago of the detrimental impact of power politics on international
humanitarian action than the Secretary-General of the United Nations is today.
In a foreign policy analysis (1986) it was argued "that the scope for
abusing such a right argues strongly against its creation."[81]
It remains to be seen whether this argument – stated well before the end of
the East-West rivalry – will be upheld in the present context of the "New
World Order," in which the United Kingdom has repeatedly joined the United
States in unilateral "humanitarian action."
Similarly,
in his comprehensive evaluation of the doctrine of humanitarian intervention H.
Scott Fairley states in a kind of disillusioning conclusion: "The case for
humanitarian intervention is essentially misdirected. A history of black
intentions clothed in white has tainted most possible applications of the
doctrine."[82] This cautious, albeit
skeptical attitude as regards this new form of "military humanism" is
shared by Jean-Claude Rufin, who observed in connection with the Gulf War of
1991: "Quand des armées entrent en action – quelle que soit cette action
–, je crains que des motifs bien autres qu'humanitaires soient en cause."[83]
While
the debate has been focused recently on the admissibility of unilateral
humanitarian intervention (i.e. intervention not authorized by the UN), it must
again be emphasized that also the collective use of force on the basis of
Chapter VII of the UN Charter cannot
be undertaken if the specific purpose
is human rights enforcement. According to Art. 39 of the Charter, the collective
use of force is strictly limited to threats to the peace, breaches of the peace,
and acts of aggression. Humanitarian considerations may only indirectly come into play insofar as the safeguarding of
international peace and security also
guarantees the basic human rights of the concerned population(s) or as the
violation of a population's basic human rights on a systematic and permanent
basis may constitute a threat to international peace and security as referred to
in the Charter. Because of the strict limitations on the right to intervene –
even in the context of the Security Council's authority to use force – and in
view of the jus cogens character of
the prohibition of the use of force in Art. 2 (4) of the Charter, it is obvious
that a "duty to intervene" cannot be derived from the existing norms
of international law and cannot be claimed, neither by the United Nations
Organization as the universal institution of collective action on behalf of the
international community, nor on the part of regional organizations or individual
states. Such a "duty" is definitely not a general principle of law
"recognized by civilized nations," as defined in Art. 38, Par. 1 (c)
of the Statute of the International Court of Justice.[84]
In a
realistic assessment of the implications of the use of force for humanitarian
purposes, R. J. Vincent gives three reasons why the principle of
non-intervention should be upheld. In his analysis – which resembles Rougier's
assessment of the 19th-century practice of intervention d'humanité – Vincent states that (a) there is no
guarantee of impartiality; (b) the action, however well-intended it may be,
might be resisted simply because it comes from outside; (c) there is no common
morality which transcends borders and from which one could derive principles for
intervention, i.e. criteria for the application of a doctrine of intervention.[85] Similar to our earlier
approach, Vincent relates the level of the ideals (norms, principles) to the level of the facts, i.e. to the political and social reality in which the
community of states exists. One cannot credibly claim to uphold certain legal
norms – particularly in the sense of higher norms of morality – if one
ignores the factual conditions of their implementation. The realization of these
norms is often characterized by a policy of double standards; such a policy may
even lead to all-out war, threatening the life of the population to be
protected, etc.[86]
If the practice of intervention defeats the very principles the doctrine is
based upon, the whole concept becomes ambiguous and loses its morally convincing
and legally binding nature. This predicament is even acknowledged by one of the
propagators of "humanitarian war." Lord Hurd of Westwell speaks of the
"paradox of humanitarian war, namely that you are bound to inflict on the
innocent some of the suffering which you are trying to remedy."[87] In our analysis, the
maxim of fiat justitia, pereat mundus
is not a credible – or even practicable – guideline for the application of a
normative concept such as that of humanitarian intervention. If respect of a
legal norm cannot be assured without violation of basic principles of the rule
of law, such a norm has to be dismissed as a viable rule of international
conduct. Such a norm must be considered "dead law," because its
consistent application is impossible in the given framework of the norms of jus
cogens and under the realities, regrettable as they may be, of power
politics. The maxim according to which "the end justifies the means"
is not a viable guideline for the practice of modern international law.
(V)
Conclusion:
The renaissance of power politics in humanitarian clothes – the end of
international law?
As
explained above, since the shift of the power balance from bipolarity to
unipolarity we have witnessed a major paradigm change in international
relations. Nowadays, a right – even a moral duty – to intervene is claimed
by those states who dominate the global power balance. Human rights have become
an instrument of power politics in an environment in which no checks and
balances exist to restrain the arbitrary use of power. In such an environment,
the most powerful nations arrogate to themselves the right to act in the name of
"humanity" or of the "international community." While
enjoying a monopoly on definition of these terms, the global actors have
resorted to arbitrary action against
the sovereignty and independence of other states whenever they deem such action
appropriate to serve their interests. "Humanitarian intervention" has
become one of the key terms to legitimize what otherwise would have to be called
"act of aggression" or "interference in internal affairs."
As we
have seen since the events of 1990/1991, there is a clear order of priority in
regard to such "enforcement actions." Whenever possible, the action
required in view of the interests of the major player(s) will be orchestrated as
a "collective enforcement measure" in the framework of the UN Security
Council (as in the case of the Gulf War of 1991).[88]
In the case that not all of the permanent members of the Security Council can be
induced either to support the respective measures or to abstain from voting,[89]
the interested power(s) will resort to regional organizations such as NATO (as
in the case of the Kosovo war in 1999).[90]
For this purpose they have created their own doctrine of intervention apart from
the UN Charter's provisions, thereby completely sidelining the world
organization. If even this strategy proves unsuccessful, the interested power
may decide "to go it alone" – as the United States has repeatedly
demonstrated through its interventions in Latin America and the Caribbean. By
emphasizing its "vital interests" and by giving them priority over
considerations of international legality, the United States has de facto created a doctrine of limited
sovereignty, resembling the Brezhnev
doctrine of the Soviet era.[91]
This policy has led to a profound destabilization of the international order and
to a demoralization of the global
community of states in regard to the acceptance of universal legal principles
binding upon all. The very system of norms that is supposed to guarantee a
peaceful international order so as to ensure for the citizens of the globe the
enjoyment of fundamental human rights, above all the right to life, is being
challenged in the name of humanity or of "humanitarian principles."
The principles of peaceful co-existence are placed in jeopardy. This means the
effective end of international law in
the sense of a system of norms which are binding upon all states the validity of
which derives from the legal (or
normative) equality of nations. As a result of this paradigm change in regard
to the relationship between the norms of sovereignty, sovereign equality, and
non-intervention on the one side, and humanitarian principles (human rights
norms) on the other side, a special category of "morally superior
nations" has been invented, with special rights and responsibilities vis-à-vis
mankind as a whole.[92] The rudimentary forms of
a universal system of law – represented by the United Nations Organization and
commonly known under the slogan of the "international rule of law" –
are effectively eradicated and replaced by a new set of norms which are flexibly
defined according to a given constellation of interests. This constellation
results from the new imperial order that has evolved around the United States as
pole of gravitation. The re-colonization of the countries of the Third World is
just one of the more visible consequences of this major paradigm change
resulting from the shift in the global power balance.[93]
One of the most drastic examples of this re-colonization in the context of a
unipolar international order is the unbalanced "peace process" imposed
upon the Arab world and upon the Palestinian people in particular. A strategy of
pax Americana is being executed for
the entire region of the Middle East – in a situation in which virtually no
margin of independent action is left to the Arab-Palestinian side of this
long-standing dispute over land and resources.[94]
In
this context of power politics in the "New World Order," the doctrine
of humanitarian intervention has become the most effective and highly visible ideological
tool to assure acceptance – by the peoples of the world – of a
quasi-imperial order in the framework of globalization.[95]
In this framework, the related normative discourse is exclusively shaped by the
specific constellation of interests of the single hegemonial power.[96]
This development not only brings about the end of international law – in the
shape into which it gradually evolved since the Hague Conventions, culminating
in the abrogation of the jus ad bellum
in the Kellogg-Briand Pact (as a result of World War I) and in the establishment
of a universal system of norms of jus cogens (after World War II); the renaissance of power politics
in humanitarian clothes also means the collapse of the system of peaceful
co-existence as represented by the United Nations[97]
during the post-war period[98]
and the de facto abrogation of the
principle of the non-use of force as a rule of jus cogens of general international law. In the name of
"humanity," the role of the United Nations as the only global
organization providing a framework – inefficient and inconsistent as it may be[99]
– for the universal rule of law
is seriously undermined, even rejected, by some of the major players of world
politics. This development has mainly been in favour of the global
claim to power by the new hegemon.
It is
no mere accident if the 19th-century doctrine of intervention
d'humanité is being reinvented at the beginning of the 21st
century. The renaissance of interventionism – with all its ideological
accompaniments[100]
– marks a new era of imperial power wherein the dominating force is no longer
compelled to seek the consent of the international community within a framework
of elaborate rules of law binding upon all. It is a general characteristic of an
imperial order – corresponding to a unipolar system of power – that its main
actor cannot resist the temptation to formulate the "rules of
engagement" himself, so as to legitimize what would otherwise not be
acceptable (if perceived as the exercise of power politics alone). With the
concept of humanitarian intervention (and related terms such as that of
"humanitarian war"), the dominating power is able to define those
rules in a manner that provides a semblance of international legality;
this aim is achieved by linking the use of force against another state with
issues of moral legitimacy (referring
to pre-positive norms of human rights and thereby evoking a sense of fairness
and justice). It is a basic element of hegemonial power and a vital ingredient
of its sustainability that the hegemon is able to reserve to itself the right to
define the criteria of legitimacy of its own actions. In addition to this
monopoly over definitions, the hegemonial power enjoys the privileged position
of being able to violate with impunity legal rules such as that of the
prohibition of use of force in international relations. However, hegemonial
power is not content with this de facto
"immunity from prosecution" (which has been hitherto guaranteed to the
permanent members of the UN Security Council by virtue of Art. 27 of the
Charter);[101] it creates its own
doctrine by which even an openly illegal
exercise of power will be interpreted as a legitimate action in defense of
higher norms of jus cogens. Thus, a
crude policy of interests (Interessenpolitik)
may be portrayed in the sense of a higher humanitarian mission. It is in exactly
this ideological context that the concept of humanitarian intervention finds its
adequate place – whether in the framework of a "Holy Alliance,"
representing the 19th-century concert of European powers, or of the
so-called "New World Order" at the beginning of the 21st
century.[102]
These
systemic realities of power politics
render obsolete whatever has been achieved in terms of the international rule of
law since the beginning of the 20th century. In view of this
development, it might be worthwhile to reevaluate Immanuel Kant's Fifth
Preliminary Article for the safeguarding of lasting peace ("Kein
Staat soll sich in die Verfassung und Regierung eines anderen Staats gewalttätig
einmischen")[103]
and to recapitulate his warning in regard to international anarchy and the
threat to the independence of all states resulting from a policy of forceful
intervention.[104] A de
facto reintroduction of the jus ad
bellum, i.e. a return to a system in which war, defined as bellum
justum, is seen as the prerogative of the sovereign state, cannot be the
answer to the requirements of "law enforcement" and of the universal
safeguarding of human rights in an increasingly interconnected global order.
There is simply no alternative to the acceptance of the rule
of non-intervention as norm of jus
cogens of general international law. This is even more so in a unipolar
international order where respect for the sovereign
equality of states[105]
is the only safeguard against the global anarchy that would result from the
arbitrary use of power. In a unipolar system, use of force unrestrained by
common rules basically serves the hegemonial power's interests, to the detriment
of the vast majority of nations. In such a system, the problems posed by
"humanitarian politics" are magnified. If one seriously takes into
consideration these realities of the present global order – and of any order
in which states have to co-exist with one another, whether unipolar, bipolar or
multipolar –, there are no sufficient grounds, "in fact or law,"[106]
for abolishing the principle of non-intervention and replacing it with a
doctrine of humanitarian action that cannot be consistently integrated into the
body of modern international law.
Appendix: Austria – European Union: The problematic nature of
"humanitarian politics"
Interventionism
on the basis of humanitarian principles seems to have become a common feature in
today's international relations. Human rights are emphasized not only on a
global level whenever a unilateral use of force is to be justified, they have
also become a factor in power politics on the regional level. The special
measures ("sanctions") unilaterally imposed in February 2000 on the
government of Austria by 14 member states of the European Union are a clear case
in point. When imposing their punitive measures, those EU member states referred
to European "values" or "principles" which are rather
vaguely mentioned in Art. 6 of the Treaty of Amsterdam, namely democracy, human
rights and fundamental freedoms.[107]
Those governments reproached the Austrian government for "threatening"
these European values. European values and principles were invoked in an openly
political move against the formation of a new governmental coalition in Austria.[108]
The measures of diplomatic isolation imposed upon Austria between February and
September 2000 clearly demonstrate that "human rights" have become a
tool of power politics in the relations among EU member states. The use of vague
and largely undefined concepts, principles, "European values," etc.
for mainly political purposes devalues – or even discredits – the human
rights concept at the European level, particularly in regard to the judicial
competence of the European Court for Human Rights. This is all the more
regrettable as remarkable achievements have been made in the field of compulsory
transnational human rights jurisdiction through the European Court, the only one
of its kind with jurisdiction binding upon member states.
Not
only were the measures adopted by the 14 member states against their fellow
member Austria in violation of the decision-making procedures of the European
Union as such, they constituted a blatant interference in the internal affairs
of Austria on the basis of an arbitrary interpretation of the principles of Art.
6 of the Treaty of Amsterdam. They furthermore acted ultra vires by ignoring the strict procedural rules of Art. 7,
requiring multilateral action.[109]
The Portuguese and French Presidencies of the European Union, subsequently, also
acted ultra vires by dealing with an
issue that legally was of bilateral
nature between each of the 14 member states and Austria. However, this first
"political intervention" with humanitarian rationale in the history of
the European Union revealed an uneven power balance within the Union. As was
demonstrated by the 14 member states under the de facto leadership of France and Germany, power politics quickly
resorts to self-defined legal – or even moral – standards whenever states
feel obliged to provide an aura of legitimacy for political strategies that are
foremost dictated by interests, not values.
To
induce political changes in a member country – or to prevent the formation of
a certain governmental coalition after elections – is part of a political, not
a legal agenda which is determined, in the present case, by European party
politics, not European values. By arrogating to themselves the right of
definition of those values as enunciated in Art. 6 of the Treaty of Amsterdam,
i.e. by monopolizing what is euphemistically called "political
correctness," the dominant states try to create for themselves a convenient
margin of flexibility and a space of independent action vis-à-vis the weaker
state. The newspeak of so-called "European values" has proven to be a
convenient cover for an agenda of power politics in the modern concert of
European powers. As demonstrated by the debate about eventual measures against
Italy, disciplinary measures on the political and diplomatic levels –
"humanitarian intervention" European style – are executed only
against a weak member state, never against the powerful "core members"
of the European Union. This fact of power politics has profoundly demoralized
the European citizenry and has eroded the very legitimacy of the evolving
transnational order in the framework of the European Treaties.[110]
Whenever humanitarian measures, initiatives or declarations serve as a corollary
of power politics – whether on the national, regional or global level –,
they inevitably become part of a policy of double standards. This defeats the
very principles on which those measures are supposedly based. The case of
Austria, i.e. that country's treatment by its fellow members in the European
Union, is a vivid illustration of this new reality of power politics in
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[1]
Criterion formulated by A. Arntz: "Lorsqu' un gouvernement, tout en
agissant dans la limite de ses droits de souveraineté, viole les droits de
l'humanité, soit par des mesures contraires à l'intérêt des autres États,
soit par des excès d'injustice et de cruauté qui blessent profondément
nos mœurs et nôtre civilisation, le droit d'intervention est légitime."
(Text published in G. Rolin-Jaequemyns, "Note sur la théorie du droit
d'intervention, à propos d'une lettre de M. le professeur Arntz," in: Revue
de droit international et de législation comparée, vol. 8 [1876], p.
675.)
[2]
Pour la société des
nations. Paris: E. Fasquelle, 1910.
[3] Treaty between Great Britain, Austria-Hungary, France, Germany, Italy, Russia and Turkey. [Berlin] July 13, 1878. See the provisions of Art. XIII concerning Crete.
[4] See esp. Art. LXII ("In no part of the Ottoman Empire shall difference of religion be alleged against any person as a ground for exclusion or incapacity in matters relating to the enjoyment of civil or political rights ...").
[5]
For details see Antoine Rougier, "La théorie de l'intervention
d'humanité," in: Revue générale de Droit International Public, vol. 17, n. 1
(1910), pp. 468-526, esp. p. 475.
[6]
Quoted in Antoine Rougier, "MAROC. – La question de l'abolition des
supplices et l'intervention européenne [Communication de M. Antoine Rougier],"
in: Revue générale de Droit International Public, vol. 17 (1910), p.
99.
[7]
Antoine Rougier, op. cit., p. 472.
[8] This formulation is used by Antoine Rougier to illustrate the moral exclusivity and self-righteousness of those who apply this doctrine: op. cit., p. 479.
[9] See "Text of the Holy Alliance," in James Harvey Robinson and Charles Beard (eds.), Readings in Modern European History, vol. 2. Boston: Ginn and Company, 1908, pp. 354-355.
[10] Quoted in The Catholic Encyclopedia, vol. VII (1910): article "Holy Alliance" by Martin Spahn, online version 1999 at http://www.newadvent.org/cathen/07398a.htm.
[11]
"La théorie de l'intervention d'humanité," loc. cit., p. 525.
[12] See our analysis of the
structure of the Security Council: The Voting Procedure in the United Nations Security Council. Examining a
Normative Contradiction in the UN Charter and its Consequences on
International Relations. Studies
in International Relations, XVII. Vienna: International Progress
Organization, 1991.
[13] "Dès l'instant que les puissances intervenantes sont juges de l'opportunité de leur action, elles estimeront cette opportunité au point de vue subjectif de leurs intérêts du moment." (Rougier, op. cit., p. 525.)
[14] The term "post-war" refers here to the Second World War.
[15] Esp. the Convention
on the Pacific Settlement of International Disputes adopted on 29 July
1899, the Convention with Respect to the Laws and Customs of War on Land
adopted on 29 July 1899 (First Hague Conference, "Second Hague
Convention of 1899"), and the Convention
with Respect to the Laws and Customs of War on Land adopted on 18
October 1907 (Second Hague Conference, "Fourth Hague Convention of
1907"). For details of the Second Hague Convention of 1899 see Rudolf
Laun, Die Haager Landkriegsordnung. Textausgabe
mit einer Einführung von Rudolf Laun. Wolfenbüttel-Hannover: Wolfenbütteler Verlagsanstalt, 3rd ed.
1947.
[16] Foremost among those rules figures the so-called "Martens Clause" formulated in the Preamble to the Second Hague Convention of 1899 and restated in the Preamble to the Fourth Hague Convention of 1907. It established, for the first time, a body of norms of jus cogens to be respected in the course of military conflict, by stating that the civilian population as well as the combatants "remain under the protection and empire of the principles of law, as they result from the usages established between civilized nations, from the laws of humanity, and the requirements of the public conscience."
[17] Carl Schmitt, Der Begriff des Politischen. Text von 1932 mit einem Vorwort und drei Corollarien. Berlin: Duncker & Humblot, 1963 (reprint 1987).
[18] Treaty between the United States and other Powers providing for the renunciation of war as an instrument of national policy, signed at Paris on 27 August 1928, proclaimed after ratification on 24 July 1929.
[19] "The Contracting Powers recognize that hostilities between themselves must not commence without previous and explicit warning, in the form of either a reasoned declaration of war or of an ultimatum with conditional declaration of war." (Art. 1 of the Convention Relative to the Opening of Hostilities of 18 October 1907, "Third Hague Convention of 1907".)
[20] "The Members of the League undertake to respect and preserve as against external aggression the territorial integrity and existing political independence of all Members of the League."
[21] Art. 12: The Members of the League "agree in no case to resort to war until three months after the award by the arbitrators or the judicial decision, or the report by the Council."
[22] Art. 15: "If there
should arise between Members of the League any dispute likely to lead to a
rupture, which is not submitted to arbitration or judicial settlement in
accordance with Article 13, the Members of the League shall agree that they
will submit the matter to the Council. ... If a report by the Council is
unanimously agreed to by the Members thereof other than the Representatives
of one or more of the parties to the dispute, the Members of the League
agree that they will not go to war with any party to the dispute which
complies with the recommendations of the report." It is noteworthy that
the Covenant of the League of Nations, in regard to the rules of
decision-making about issues of war and peace, adheres to higher standards
of fairness and due process than the later Charter of the United Nations.
The provisions of Art. 27 of the UN Charter exempt the permanent members of
the Security Council, in the case of their own involvement in a dispute,
from the obligation to abstain from voting on compulsory measures outlined
in Chapter VII. See the author's analysis: The
Voting Procedure in the United Nations Security Council. Studies
in International Relations, XVII. Vienna: International Progress
Organization, 1991.
[23]
Zum ewigen Frieden.
Ein philosophischer Entwurf.
Königsberg: Friedrich Nicolovius, 1795. See his "preliminary article
5": "Kein Staat soll sich in die Verfassung und Regierung eines
anderen Staats gewalttätig einmischen."
[24] On the autonomy of the
will in Kant's practical philosophy see esp. his Critique of Practical Reason [Kritik der praktischen Vernunft]. New
York-Toronto: Macmillan, Maxwell Macmillan, 3rd ed. 1993, Book I,
Chapter 1, § 8.
[25] General Assembly resolution 2625 (XXV) of 24 October 1970.
[26] See Milan Šahović (ed.), Principles of International Law Concerning Friendly Relations and Cooperation. Belgrade: Institute of International Politics and Economics, 1972.
[27] "Nothing in the present Charter shall impair the inherent right of individual or collective self-defence if an armed attack occurs against a Member of the United Nations, until the Security Council has taken measures necessary to maintain international peace and security." (Art. 51)
[28] See The Voting Procedure in the United Nations Security Council, esp. Chapter V: "The specific abuse of the veto for reasons of power politics," pp. 27ff.
[29] The clause at the end of the paragraph banning the use of force – "or in any other manner inconsistent with the Purposes of the United Nations" – does not relativate the general interdiction. As explained by Bruno Simma, it is not designed to give room for any exceptions from the ban on the use of force, "but rather to make the prohibition watertight." ("NATO, the UN and the Use of Force: Legal Aspects," in: European Journal of International Law, vol. 10 [1999], p. 3.)
[30] See the author's paper The Voting Procedure in the United Nations Security Council, esp. Chapter III: The veto privilege as the major impediment to the achievement of collective security, pp. 13ff.
[31] See the author's
analysis: Democracy and the New World
Order. Studies in
International Relations, XIX. Vienna: International Progress Organization,
1993.
[32] "Die Prinzipien des Völkerrechts und die Menschenrechte. Zur Frage der Vereinbarkeit zweier Normensysteme," in: Zeitschrift für öffentliches Recht und Völkerrecht, vol. 32 (1981), pp. 5-28; later published in English: "The Principles of International Law and Human Rights," in: Hans Köchler, Democracy and the International Rule of Law. Propositions for an Alternative World Order. Selected Papers Published on the Occasion of the Fiftieth Anniversary of the United Nations. Vienna-New York: Springer, 1995, pp. 63-84.
[33] "The Principles of International Law and Human Rights," loc. cit., p. 76.
[34] For the details of the argumentation see "The Logical Reorganization of the Normative Systems of International Law and Human Rights: Outline of a System," in: "The Principles of International Law and Human Rights," loc. cit., pp. 74ff.
[35] See esp. the debates in the course of the World Conference on Human Rights in Vienna (1993).
[36] For a more detailed description of this new power constellation see the author's Democracy and the New World Order, esp. Chapter II: "Ideological Claims versus Real Political Action: The Quest for a New Paradigm in International Relations," pp. 11ff.
[37] On the complex legal
issues of the Kosovo intervention and the contradictions of the concept of
humanitarian intervention in this case see the comprehensive analysis by
Reinhard Merkel, "Das Elend der Beschützten. Rechtsethische
Grundlagen und Grenzen der sog. humanitären Intervention und die
Verwerflichkeit der NATO-Aktion im Kosovo-Krieg,"
in: Reinhard Merkel (ed.), Der
Kosovo-Krieg und das Völkerrecht. Frankfurt am Main: Suhrkamp, 2000, pp. 66-98.
[38] See the revealing
statement made by former NATO Commander General Wesley Clark in an interview
on the Kosovo war. He simply determined that, for
Western democracies, morality and human rights are part of the
national interest: "Es gab kein Zurück mehr." Spiegel-Gespräch,
in: Der Spiegel, n. 43/2000, p.
174.
[39] On the political
considerations underlying this concept see Lord Hurd of Westwell, Humanitarian
War – Theory and Practice. One People Oration given at Westminster
Abbey, Tuesday, 6 July 1999.
[40] See Daniel Singer, Against the Holy Alliance, published by Against the Current at http://www.igc.apc.org/solidarity/atc/81NatoSinger.html .
[41] For a legal analysis of NATO's war against Yugoslavia see the statement of the International Progress Organization: Yugoslavia – NATO – United Nations. Call for Invoking the Uniting for Peace Resolution of the UN General Assembly. Vienna, 7 August 1999.
[42] Humanitarian
War: Making the Crime Fit the Punishment. At
http://emperor.vwh.net/articles/Johnstone/crime.htm.
[43] Formulation in Par. 6 of The Alliance's Strategic Concept approved by the Heads of State and Government participating in the meeting of the North Atlantic Council in Washington D.C. on 23rd and 24th April 1999. See a similar reference in Par. 1 of the Washington Declaration of 23 April 1999 and in Par. 2 (with regard to democracy) and Par. 7 (with regard to human rights) of the Washington Communiqué issued by the Heads of State and Government participating in the meeting of the North Atlantic Council in Washington D.C. on 24th April 1999.
[44] Art. 6 of the Treaty refers to the principles of "freedom," "democracy," "respect of human rights," "fundamental freedoms," and the "rule of law" and states that these values are shared by all member states. In the case of the violation of these principles, Art. 7 details procedural rules of "enforcement measures" in the form of suspension of certain membership rights. See the appendix below on measures unilaterally adopted by 14 member states of the European Union against Austria in connection with these vaguely formulated "European values" of human rights and democracy.
[45] Emphasis by the author.
[46] Par. 31 of the Strategic Concept.
[47] Par. 10 of the Strategic Concept, "Crisis Management."
[48] Par. 24 of the Strategic Concept.
[49] Emphasis by the author.
[50] See Par. 15 of The Alliance's Strategic Concept: "The United Nations Security Council has the primary responsibility for the maintenance of international peace and security and, as such, plays a crucial role in contributing to security and stability in the Euro-Atlantic area."
[51] "NATO, the UN and the Use of Force: Legal Aspects," Abstract, in: European Journal of International Law, vol. 10 (1999), p. 1.
[52] As was the case with the intervention against Iraq in 1991.
[53] Geoffrey Robertson, Crimes against Humanity. The Struggle for Global Justice. London: Allen Lane – The Penguin Press, 1999, pp. 374f.
[54] Op. cit., p. 381.
[55] Ibid.
[56]
"MAROC. – La question de l'abolition des supplices et l'intervention
européenne. [Communication de M. Antoine Rougier]," in: Revue
générale de Droit International, vol. 17 (1910), p. 98.
[57] "And what we are doing is serving the role of the indispensable nation to see what we can do to make the world safer for our children and grandchildren, and for those people around the world who follow the rules." (Secretary of State Madeleine K. Albright, Secretary of Defense William S. Cohen, and National Security Advisor Samuel R. Berger – Remarks at Town Hall Meeting, Ohio State University, Columbus, Ohio, February 18, 1998. As released by the Office of the Spokesman, February 20, 1998. U.S. Department of State.)
[58] Just and Unjust Wars. A Moral Argument with Historical Illustrations. New York: Basic Books, 2nd ed. 1992, pp. 101ff.
[59]
Der Begriff des
Politischen. Text von 1932 mit einem Vorwort und drei Corollarien.
Berlin: Duncker & Humblot, 1987, p. 37.
[60] For details see the author's analysis The Voting Procedure in the United Nations Security Council, esp. Chapter V: "The specific abuse of the veto for reasons of power politics," pp. 27ff.
[61] Humanitarian Intervention and the Legitimacy of the Use of Force. Amsterdam: Het Spinhuis, 1993, p. 27.
[62] Op. cit., p. 30.
[63] Op. cit., p. 31.
[64] Op. cit., p. 28.
[65] See the decision of the International Court of Justice in the Nicaragua case: "The right to sovereignty and to political independence possessed by the Republic of Nicaragua, like any other State of the region or of the world, should be fully respected and should not in any way be jeopardized by any military and paramilitary activities which are prohibited by the principles of international law, in particular the principle that States should refrain in their international relations from the threat or use of force against the territorial integrity or the political independence of any State, and the principle concerning the duty not to intervene in matters within the domestic jurisdiction of a State ..." (International Court of Justice, "Case Concerning Military and Paramilitary Activities In and Against Nicaragua [Nicaragua v. United States of America] [Provisional Measures]," Order of 10 May 1984.) (Emphasis by the author.)
[66]
Op. cit.,
p. 27.
[67] Gerhard Zimmer, Rechtsdurchsetzung (Law Enforcement) zum Schutz humanitärer Gemeinschaftsgüter. Zur Theorie und Praxis der "Intervention" im zeitgenössischen Völkerrecht. Series Völkerrecht und internationale Sicherheit, vol. 1. Aachen: Shaker, 1998, pp. 99f.
[68] Op. cit., p. 100.
[69] "NATO, the UN and the Use of Force: Legal Aspects," loc. cit., p. 2.
[70] Op. cit., p. 3.
[71] Such a norm of jus cogens is defined as "accepted and recognized by the international community of States as a whole as a norm from which no derogation is permitted" and which can be modified only by a subsequent norm of general international law having the same peremptory character (Vienna Convention on the Law of Treaties of 23 May 1969, Art. 53. United Nations Doc. A/CONF.39/27).
[72] "Two concepts of sovereignty," in: The Economist, 18 September 1999, quoted from the online version at http://www.un.org/Overview/SG/kaecon.htm (2000).
[73] Loc. cit.
[74] Loc. cit.
[75] Hans Köchler, "The Principles of International Law and Human Rights," loc. cit., Chapter 4: The Logical Reorganization of the Normative Systems of International Law and Human Rights: Outline of a System, pp. 74ff.
[76] Loc. cit.
[77] Ibid.
[78] Ibid.
[79] "Give War a Chance," in: Foreign Affairs, vol. 78, n. 4 (July/August 1999), pp. 36-44.
[80] Op. cit., p. 44.
[81] "Is intervention ever justified?" Foreign Policy Document No. 148, Par. II.22, partial reprint in: British Yearbook of International Law, vol. 57 (1986), p. 619.
[82] "State Actors, Humanitarian Intervention and International Law: Reopening Pandora's Box," in: Georgia Journal of International and Comparative Law, vol. 10 (1980), p. 63.
[83]
"La maladie infantile du droit d'ingérence," in: Le
débat. Revue mensuelle, n. 67 (1991), p. 29.
[84] See Sean D. Murphy, Humanitarian Intervention. The United Nations in an Evolving World Order. Philadelphia: University of Pennsylvania Press, 1996, p. 295.
[85] R. J. Vincent, Nonintervention and International Order. Princeton: Princeton University Press, 1974, p. 345.
[86] The interventions of the Western powers in Iraq and Yugoslavia clearly demonstrate this dilemma. Operations which are officially termed as "humanitarian" and which, as in the case of the comprehensive sanctions imposed on Iraq, are carried out with formal Security Council approval, have in many instances led to the violation of the basic human rights of the population supposedly being protected. Those "humanitarian interventions," whether or not based on UN resolutions, may include the commission of war crimes against the civilian population (as in the case of the Yugoslav war of 1999) or may be tantamount to a crime against humanity, as in the case of the continued comprehensive economic sanctions imposed on the population of Iraq. On the legal aspects of the latter case see the author's analysis: The United Nations Sanctions Policy and International Law. Penang: Just World Trust, 1995.
[87] Humanitarian War – Theory and Practice. One People Oration given at Westminster Abbey, Tuesday, 6 July 1999.
[88] On the problematic legal nature of the collective enforcement action in regard to the Gulf crisis of 1990/1991 see the International Progress Organization's Memorandum on the Invasion and Annexation of Kuwait by Iraq and Measures to Resolve the Crisis Peacefully (P/K/12313, 28 September 1990) and the organization's message to the President of the Security Council (P/K/12507, 19 December 1990).
[89] It is to be noted, however, that a strict interpretation of the UN Charter leaves no room to consider abstention as being in conformity with the requirement of unanimity among the permanent members. Art. 27, Par. 3 unambiguously mentions the "concurring votes of the permanent members" as requirement for the adoption of a resolution. In Security Council practice, however, abstention has been considered as equivalent to the requirement of unanimity. This is just one example of the impact of international realpolitik on the legal interpretation of the Charter.
[90] On the political motives behind this war and the role of NATO see Howie Hawkins, "A 'Humanitarian War' for an Imperialist Peace," in: Synthesis/Regeneration, vol. 20 (Fall, 1999). At http://www.greens.org/s-r/20/20-10.html.
[91] See F. A. Freiherr von der Heydte, "The Thornburg Doctrine: the end of international law," in: Executive Intelligence Review, 25 May 1990, pp. 62-66. On the US doctrine concerning the use of force in general see "Defence by Harry Almond," in: Hans Köchler (ed.), The Reagan Administration's Foreign Policy. Facts and Judgement of the International Tribunal. Studies in International Relations, XI. Vienna-London: International Progress Organization [1985], pp. 439-442.
[92] On the European dimension
of this new ideology of "humanitarian power politics" see the
Appendix below: Austria – European
Union: The problematic nature of "humanitarian politics."
[93] See Yussuf Naim Kly, "Globalization: A Multidisciplinary Perspective," in: Hans Köchler (ed.), Globality versus Democracy? The Changing Nature of International Relations in the Era of Globalization. Studies in International Relations, XXV. Vienna: International Progress Organization, 2000, pp. 19-32.
[94] For more details see the author's paper: "The Palestinian People's Right of Self-determination: Basis of Peace in the Middle East," in: IKIM Journal, vol. 7, n. 2 (July/December 1999), pp. 45-58.
[95] Cf. the affirmative reference to globalization by Kofi Annan in his effort to promote the idea of humanitarian intervention in: "Two concepts of sovereignty," loc. cit. On the concept of globalization in general see Hans Köchler (ed.), Globality versus Democracy?
[96] On the detrimental implications for international law see Robert Charvin, "Le processus de mondialisation - Impact juridique et politique," in: Hans Köchler (ed.), Globality versus Democracy?, pp. 45-63.
[97] On the related international law theory see Milan Šahović (ed.), Principles of International Law Concerning Friendly Relations and Cooperation.
[98] The post-war system of norms of peaceful-co-existence was most comprehensively expressed in the UN General Assembly's Declaration on Principles of International Law concerning Friendly Relations and Co-operation among States in accordance with the Charter of the United Nations (Resolution 2625 [XXV] of 24 October 1970).
[99] On the need of making the United Nations Organization more compatible with the requirements of international law and democracy see the author's analysis: The United Nations and International Democracy. The Quest for UN Reform. Studies in International Relations, XII. Vienna: International Progress Organization, 1997.
[100] Cf. also Hans Köchler, The Use of Force in the New International Order. On the Problematic Nature of the Concept of Humanitarian Intervention. Occasional Papers Series No. 4. Vienna: International Progress Organization, 2000.
[101] See above, Chapter II, and our analysis "Circumventing the abstention clause," in: The Voting Procedure in the United Nations Security Council, pp. 29ff.
[102]
On the general ideological background of the "New World Order" see
the author's analysis: Democracy and
the New World Order.
[103] Zum ewigen Frieden. Ein philosophischer Entwurf. [Königsberg: Friedrich Nicolovius, 1795.] Hamburg: Felix Meiner, 1992. p. 55. "No state shall intervene by force into the constitution and government of another state." (Trans. by the author.)
[104] Ibid. ("... würde diese Einmischung äußerer Mächte ... selbst also ein gegebenes Skandal sein und die Autonomie aller Staaten unsicher machen.") (Emphasis by the author.)
[105] See Art. 2 (1) of the UN Charter: "The Organization is based on the principle of the sovereign equality of all its Members."
[106] H. Scott Fairley, "State Actors, Humanitarian Intervention and International Law: Reopening Pandora's Box," p. 63.
[107] "The Union is founded on the principles of liberty, democracy, respect for human rights and fundamental freedoms, and the rule of law, principles which are common to the Member States." (Art. 6 of the Treaty of Amsterdam Amending the Treaty on European Union, the Treaties Establishing the European Communities and Certain Related Acts.)
[108] On the legal aspects of the "sanctions" imposed on Austria see the statement by the International Progress Organization: Austria – European Union. Vienna, 1 February 2000, at http://i-p-o.org/austria-eu.htm.
[109] "The Council, meeting in the composition of the Heads of State or Government and acting by unanimity on a proposal by one third of the Member States or by the Commission and after obtaining the assent of the European Parliament, may determine the existence of a serious and persistent breach by a Member State of principles mentioned in Article 6 Paragraph 1, after inviting the government of the Member State in question to submit its observations." (Art. 7 [1])
[110] On the issue of transnational democracy in the European Union and the related question of legitimacy see the author's analysis: "Decision-making Procedures of the European Institutions and Democratic Legitimacy. How Can Democratic Citizenship Be Exercised at Transnational Level?," in: Concepts of democratic citizenship. Strasbourg: Council of Europe Publishing, 2000, pp. 147-165.