Dr. Hans Köchler University Professor, Chair of Political Philosophy and Philosophical Anthropology, University of Innsbruck, Austria President of the International Progress Organization Regionalization, Transnational Democracy and United Nations Reform:
How Can Regions Contribute to the Strengthening and Democratization of the
United Nations?
Viewpoint
prepared for the World Report on Regional Integration
“The
UN and the Regions”
United Nations University / Comparative Regional Integration Studies
(UNU-CRIS)
Republished in Hans Köchler, World Order:
Vision and Reality. Collected Essays Edited by David Armstrong. |
I.P.O. Online Publications International Progress Organization, A-1010 Vienna, Kohlmarkt 4, Austria © International Progress Organization, 2009 |
Regional
organizations can contribute to the reform and, in particular,
democratization of the United Nations Organization in two distinct
ways: (a)
through their very existence
– since regional co-operation across national borders, especially in
its institutionalized form, strengthens the tendency towards global
multipolarity, the only form of
world order in which the UN can properly function as intergovernmental
organization that is built on the philosophy of collective action
(“collective security”); and (b) through the development of procedures
of democratic decision-making
in a transnational space – as in the case of the European Union – that
can serve as exemplary standards for intergovernmental co-operation
and the rule of law at the global level. These procedural matters
include, inter alia,
regulations for the separation of powers; the distinct role of
legislative (parliamentary) branches in transnational structures;
weighted voting, etc.
(A)
During
the first four decades of its existence, the United Nations had to act
within the framework of an essentially bipolar balance of
power. Because of the veto right of the Security Council’s five
permanent members, including the two major players of that era, the
organization was unable to act efficiently on important issues of its
mandate, especially in the field of international security. The UN’s
“forced inaction” in major conflict situations has been widely
regretted as a sign of paralysis of the world organization due to the
East-West Conflict.
This structural problem could not be addressed in the existing
statutory framework, with the special voting rights under Art. 27 of
the Charter that allowed the two great powers to neutralize each
other. There is hardly any disagreement that the veto principle in and
of itself is not compatible with the sovereign equality of states, one
of the basic norms of the UN Charter. More specifically, the provision
according to which all decisions of the Security Council on other than
procedural matters require the consent of the five permanent members
cannot be reconciled with democratic decision-making; decisions
reached under this provision constitute – to put it mildly – a rather
inadequate form of “weighted voting.”
The structural change of the international order
that has taken shape within the last one and a half decades (i.e.
since the end of the Cold War) has further aggravated the situation.
In matters of war and peace, the United Nations Organization has, if
only temporarily, to operate in the absence of a balance of
power, a state of affairs that has made the veto rule even more
detrimental in terms of the efficacy as well as legitimacy of the
international order. Within a unipolar system, there are very few, if
any, incentives for the most influential member state not to resort to
the veto power whenever that country deems it advantageous for its
national interests – and there are almost no impediments to unilateral
action (outside the framework of the United Nations) in situations
where other permanent members might be prepared to object a certain
enforcement action under Chapter VII.
Under these circumstances, it appears to be the
predicament of the world organization that it has to act
multilaterally – according to the Charter’s doctrine of collective
security – in an actually unilateral (political) framework. It
is not surprising that this contradictory mission has led not only to
a loss of efficiency, but a serious erosion of legitimacy of the world
organization.
The only antidote to this constellation – in
which the UN is prevented from carrying out its mandate in a
consistent manner, i.e. is actually incapacitated – will be the
gradual emergence of a new balance of
power. The formation of regional
groupings – and the strengthening of existing ones – may be an
essential contribution to such a development. Ideally, regional
structures in all corners of the globe could be the pillars of a
multipolar world order for the 21st century, in which the
United Nation Organization is enabled to accomplish its mission in
conformity with the Charter’s idealistic mandate (“that armed force
shall not be used, save in the common interest”).
As part of a major reform of the organization –
that has to be aimed at making it more representative and
democratic at the same time –, regional organizations (such as the
European Union) could eventually take the place of the traditional
veto-wielding nation-states. It goes without saying that such a
restructuring of the organization, and in particular of the permanent
membership in the Security Council, has to be undertaken on the basis
of geographically balanced representation. This will imply the
redefinition of the very notion of “permanent membership” in the sense
of a collective membership of regions
– an organizational model that will ensure a global distribution of
power that is substantially more fair than the present one, which is a
legacy of the power constellation of 1945. (In the case of Europe,
this would mean the replacement of two individual permanent members
[nation-states] by an intergovernmental and partly supranational
entity, namely the EU that includes the two.) Regional organizations
in other parts of the world – such as the African Union – may assume a
similar role when they will have achieved sufficient internal
cohesion. This development will have special importance on those
continents that, so far, have been totally unrepresented in the
category of permanent membership – namely Africa and Latin America.
It is obvious that a redrafting of the United Nations Charter along
the principles of “regional representation” is an elusive task under
the present distribution of power and authority. As we know by now,
even the less ambitious reform proposals of the Secretary-General’s
High Level Panel (2005) have no chance of realization. (The Charter’s
Art. 108 is in fact an insurmountable procedural obstacle.) It is
important, however, to highlight the impact that regional groupings
could have in a future scenario in which a way out may have to be
sought of the impasse resulting from the Charter’s incorporating a
balance of power of an earlier era. In case of a major reform of the
Charter, which will have to include reform of the Security Council as
a top priority, regional structures – whether intergovernmental or
supranational or both – will present a viable organizational
alternative to the singular nation-state membership in the Council.
Absent such a structural change, even the mere
existence of regional groupings, at different levels of cohesion and
organizational density, will have a positive impact on the United
Nations’ day to day functioning, helping to reduce, at least
informally, the often regretted “democratic deficit.” The more forms
of regional co-operation and regional organizations exist, the better
able will individual UN member states – belonging to those regional
groupings – be to avoid being marginalized in matters affecting their
national interests, not only in the field of security and peace, but
also regarding economic and social development. The same holds true
for measures of peace and security under Chapter VIII of the UN
Charter (“Regional Arrangements”). The more structures of efficient
regional co-operation and decision-making are in place, the less
likely will it be that the Security Council will have to act – or be
tempted to intervene – under the provisions of Chapter VII (which are
essentially measures of last resort). As recent history has
documented, compulsory measures (including the use of force) under
Arts. 41ff may jeopardize an often delicate regional balance of power
and lead to long-term destabilization of “geographical” regions
that, would they have been able to act as “political” regions
(i.e. would there have been an effective regional organization), might
have escaped that fate. It is here where the principle of
subsidiarity, often overlooked in international affairs, comes to
play. Supranational regions could indeed breathe new life into the
provisions of Chapter VIII and give concrete meaning to the principle
of subsidiarity, particularly in matters of international security.
Furthermore, membership within a regional
structure often provides an opportunity of a
de facto, if not
de jure,
collective representation at the global level, something which smaller
and medium states can ill afford to neglect under the conditions of an
uneven distribution of power and wealth. At the same time, the debates
and decision-making procedures in the fora of the United Nations
Organization will be more balanced in terms of the Charter’s
idealistic commitment towards “sovereign equality” – since otherwise
isolated member states can voice their concerns more effectively
within a regional framework.
Generally speaking, only genuine
multipolarity in terms of power relations can finally introduce
elements of an urgently needed separation
of powers into a system where, so far,
the Security Council in many instances not only acts as supreme
executive, but legislative organ as well. The only realistic method by
which, under the present circumstances, such a multipolar order can be
promoted is through the intensification of regional co-operation at
all levels and the strengthening of regional organizations on all
continents. Such a process will also give new relevance to the
“transnational paradigm” which is incorporated in the Preamble to the
United Nations Charter and which should be taken as a guideline for
the restructuring of international relations in the 21st
century.
(B)
As
regards decision-making procedures at the transnational level and the
contribution regional organizations can make to the democratization of
international relations, the experience of the European Union may, to
a certain extent, also be relevant for the United Nations or at least
provide some ideas for the ongoing reform debate. It is safe to assume
that, as far as organizational aspects are concerned, the methods
practiced by a regional organization comprising 27 states with over
490 million citizens may, in principle, also be applied to a worldwide
organization.
The fundamental challenge faced by any
intergovernmental organization, whether regional or global, lies in
finding a formula which is doing justice to the principle of
equal rights of all
citizens in an environment which is determined by the sovereign
equality of states (as collective units of citizens). How can
the democratic maxim of equality (in the sense of equal voting rights
at the domestic level) be adapted to the
transnational level?
The principle of “one state – one vote”
expresses the sovereignty of states; only rather indirectly can it be
related to the sovereignty of the citizen (insofar as “individual
sovereignty” is mediated by the state as the citizen’s international
agent). As is obvious in the structure of the United Nations General
Assembly, this creates a huge imbalance and raises questions of
democratic legitimacy – since a vote on behalf of a community of over
a billion citizens will have the same weight as that made on behalf a
few thousand. In view of the Preamble’s solemn exclamation – “We the
peoples of the United Nations” – there is no doubt that a body thus
composed is faced with the question as to how to be truly
representative of the citizens of the
world. The imbalance in terms of popular
representation is further exacerbated by the veto power of only five
member states in the Security Council, the supreme executive organ of
the organization.
A solution to this dilemma may lie in the
introduction of a kind of weighted-voting
formula – especially in the form of
double majority provisions – for
decisions to be taken by the delegates as the representatives of
states (whether in the General Assembly or in the Security Council),
similar to the voting regulations practiced in the European Union –
the refinement of which has been debated extensively in the course of
the reform process of the latter. To “measure” the “weight” of a
(state) vote in relation to the population represented in that vote is
an appropriate democratic procedure (since the very rationale of
democracy is the preservation of the dignity of the human being as
citizen with equal rights). Ideally, a weighted voting formula of some
sort, in combination with a double majority requirement, could open a
way out of the present impasse in terms of Security Council reform.
The veto rule of Art. 27 of the UN Charter has, in actual fact, been
an undemocratic formula of “weighted” voting according to which the
individual votes of five member states are given precedence,
not in terms of their population, but of the power which
they enjoyed in a particular historical constellation.
Should a voting model in analogy to the double
majority regulations in the EU Council of Ministers (that would imply
the effective abrogation of the unanimity requirement among the five
permanent members) not be feasible for reasons that lie in the genesis
of the organization, the United Nations member states may consider to
redefine the Charter’s veto provision in the sense of a
unanimity requirement among the global regions.
In the case of the region covered by the European Union, this would
entail that the two “European” seats are merged into one permanent
seat, to be occupied on the basis of rotation among all member states,
large or small, of this regional group. Similar procedures could apply
to other regions once they have reached a sufficient state of cohesion
and visibility as international actors (e.g. the Association of
Southeast Asian Nations or, eventually, the African Union).
A further measure that may be considered is the
creation – in analogy to the European Parliament – of a “parliamentary
assembly” of the United Nations with the number of deputies, within
certain margins, being proportional to the population size of the
respective member state or, where adequate arrangements exist,
the respective region (comprising smaller member states that
would otherwise be left out of the equation). Such an arrangement
would be more in conformity with democratic representation than the
present state-centered structure. However, such an assembly will have
to be more than a deliberative (consultative) organ if it is to fit
into a system of a transnational
separation of powers, something which is
indispensable for the international rule of law and, thus, for the
legitimacy and long-term prospects of the United Nations Organization. ____________________
All these elements of a “grand” reform of the
world organization have regard to the vision of a genuine
multipolar world order – that is to emerge in the future – and are
expression of an approach that goes beyond traditional forms of
intergovernmental co-operation among nation-states, seen as isolated
entities, towards transnational and supranational forms of
organization. The supranational element has first been
introduced into the international system by regional groupings that
saw in it an important means of effective representation of their
member states’ “national” interests. This is even more so in the
“globalized” environment at the beginning of the 21st
century. Although the supranational paradigm is being implemented, at
varying degrees, by regional organizations, in particular the European
Union, it is still lacking in the world organization. International
realpolitik – more specifically: an imbalance in power relations – has
prevented any reform measures in that regard.
It goes without saying that, under the present
conditions, the blueprint of a “regional” reorganization of the United
Nations – in the sense of (a) structure and composition of membership
(including regional groupings) and (b) regionalization of the
decision-making, in particular in the Security Council – is only an
idealistic vision. However, the absence of a global balance of power –
one of the factors that have made major reform efforts elusive – is
only a transient stage of world affairs. At the social, cultural (or
civilizational), and economic levels, the global reality is undeniably
multipolar
even now. Under the condition that no catastrophic military confrontation between the major global players occurs (the avoidance of which is the raison d’être of the United Nations), sufficiently coherent regional groupings (such as the European Union) could become the catalyst of change within the global system, providing new impetus to the democratic reform of the United Nations and, thus, ensuring the organization’s long-term viability. As new actors on the international scene – in addition to the traditional nation-states – they may (a) gradually introduce an element of political multipolarity into an otherwise unipolar order and (b) demonstrate that the paradigm of democracy can also be implemented, albeit with modifications, in the framework of large transnational, virtually universal, organizations such as the UN. Successful “regionalization” of the global system could not only provide a much needed impetus to the emergence of a multipolar balance of power, but also contribute to the solution of one of the most difficult problems of international order, namely how to reconcile the requirements of state sovereignty with the sovereign status of the citizen. *** |